Kenneth W. Stillings
Professional summary
Kenneth Walter Stillings is a registered financial advisor currently at LARSON FINANCIAL GROUP, LLC located in Lafayette, Indiana and LARSON FINANCIAL SECURITIES, LLC located in Saint Louis, Missouri.
Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Kenneth has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth Walter Stillings's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 2, 2012 - Present
LARSON FINANCIAL GROUP, LLC
June 19, 2012 - Present
LARSON FINANCIAL SECURITIES, LLC
Office #1: 100 N Broadway Suite 1700, Saint Louis, MO 63102Primary Firm SEC Registration
LARSON FINANCIAL GROUP, LLC
CRD#: 140599 / SEC#: 801-71543
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/9/2017)
(7/23/2019)
(7/16/2015)
(8/22/2018)
(4/16/2018)
(3/8/2019)
(2/7/2022)
(9/10/2019)
(7/26/2021)
(5/11/2017)
(11/29/2022)
(12/6/2023)
(7/2/2012)
(7/2/2012)
(8/29/2019)
(11/19/2021)
(1/15/2014)
(7/16/2025)
(8/16/2023)
(10/27/2014)
(3/3/2021)
(7/14/2020)
(12/21/2021)
(8/14/2017)
(10/5/2021)
(7/8/2024)
(11/7/2022)
(7/7/2022)
(10/10/2017)
(5/13/2015)
(4/10/2018)
(1/20/2015)
(7/8/2016)
(9/18/2015)
(9/23/2016)
(2/7/2022)
(11/30/2015)
(11/6/2014)
(2/16/2021)
(7/21/2016)
(6/25/2020)
(7/27/2021)
(10/8/2015)
(9/20/2016)
Exams
FINRA
Current Firm
LARSON FINANCIAL GROUP, LLC
CRD#: 140599 / SEC#: 801-71543
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 24,504 |
| AUM (Assets Under Management) | $ 4,032,736,835 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/08/2024 | ||
| 12/13/2023 | ||
| 01/03/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
