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David Michael Butler

CRD# 5876965·Registered 2011 - 2023
Previously Registered: Being a previously registered professional could mean that David is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

David Michael Butler, who also goes by David Butler, was a registered financial advisor. David was a previously registered financial professional and started their career in finance 2011 - 2023. David had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

David Butler

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

15 years in the financial services industry

Current & Past Employments

TRUTORO·CRD# 169291
BD
Cabot, AR
April 29, 2020 - December 31, 2023
TRUTORO·CRD# 169291
RIA
Cabot, AR
March 31, 2020 - December 31, 2023
TRUTORO·CRD# 169291
RIA
Cabot, AR
March 26, 2020 - March 26, 2020
EGP WEALTH MANAGEMENT, LLC·CRD# 298338
RIA
Cabot, AR
February 14, 2019 - March 30, 2020
EDWARD JONES·CRD# 250
RIA
Cabot, AR
May 9, 2011 - August 27, 2018
EDWARD JONES·CRD# 250
BD
Cabot, AR
February 18, 2011 - August 27, 2018

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Current Firm

TR
TRUTORO

BUTLER FINANCIAL SERVICES | VERITAS INDEPENDENT PARTNERS, LLC | TRUTORO | SUQUTRA INVESTMENTS | STRONG WEALTH MANAGEMENT | ROGERS FINANCIAL SERVICES | RIVERLAND WEALTH MANAGEMENT | PINNACLE WEALTH ADVISORS | PERSPECTIVES GROUP FINANCIAL | MINTON WEALTH STRATEGIES | JOE JUSTUS INSURANCE AGENCY | JIM D LEONARD, CPA | FOUNTAIN FINANCIAL & TAX | DICKERSON INSURANCE AND FINANCIAL SERVICES | CARDINAL INVESTMENT GROUP

CRD#: 169291 / SEC#: 801-120986, 8-69363
BD
Terminated by SEC on 03/23/2026

Contact Information

Main Address

2201 Washington Avenue Suite 2, Conway, AR 72032

Phone Number

(501) 730-0303

Established

Arkansas since 09/05/2013

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

# of Employees

9

Documents

Latest Form ADV

Part 2 Brochures

TRUTORO - ADV PART 2A BROCHURE (3/31/2026)

Direct owners and executive officers

NamePositionCRD#
MURDOCH, REBECCA GAILMANAGING MEMBER/CCO3171059
SHANNON, DEBRA DAWNOWNER5021297
ANDERSON, KATHERINE ALICEFINANCIAL OPERATIONS PRINCIPAL4723171

Regulatory Assets Under Management

Total Number of Accounts

1,428

AUM (Assets Under Management)

$141,969,328

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Butler Financial Services, LLC DBA for financial services business 40 hours a week, during market hours 1106 S. Pine Street, Suite C Cabot, AR 72023 D & N INVESTMENTS, LLC TYPE OF BUSINESS: PERSONAL INVESTMENTS CABOT, AR SINCE 11/2/2009 OWNER HOURS PER WEEK: 4 HOURS DURING TRADING: 0 BUYING AND SELLING STOCKS AND REAL ESTATE. Butler Properties, LLC Type of business: rental income Cabot, AR Start date: 1/1/1998 Owner Hours per week: 4 Hours during trading: 0 No responsibilities Lighthouse Trading Company, LLC Type of business: Real Estate & Investing Cabot, AR Manager Hours during trading: 0 Responsibilities: Manager, Direct Investments, Self-Directed Roth

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Mar 2011About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Aug 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 2011About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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