Brady W. Clark
Professional summary
Brady William Clark, who also goes by Brady William Claric, is a registered financial professional currently at PAULSON INVESTMENT COMPANY LLC located in Portland, Oregon.
Brady is registered as a RR (Registered Representative) and started their career in finance in 2011. Brady has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brady William Clark's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 28, 2016 - Present
PAULSON INVESTMENT COMPANY LLC
Office #1: 10220 Sw Greenburg Rd, Ste 380, Portland, OR 97223Office #2: 9171 Wilshire Blvd. Ste. 500, Beverly Hills, CA 90210September 19, 2012 - November 24, 2014
PAULSON INVESTMENT COMPANY LLC
January 7, 2011 - August 30, 2011
ADVANCED EQUITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/6/2018)
(12/12/2017)
(10/25/2022)
(10/26/2022)
(10/26/2022)
(10/26/2022)
(10/26/2022)
(10/26/2022)
(10/26/2022)
(5/11/2023)
(10/26/2022)
(10/26/2022)
(5/4/2023)
(9/23/2024)
(7/6/2022)
(10/26/2022)
(1/10/2023)
(10/28/2016)
(10/26/2022)
(1/30/2025)
(1/10/2018)
(10/26/2022)
(12/18/2017)
(10/26/2022)
Exams
FINRA
Current Firm
PAULSON INVESTMENT COMPANY LLC
CRD#: 5670 / SEC#: 801-107194, 8-26807
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PAULSON CAPITAL HOLDING COMPANY, LLC | OWNER | |
| CLARK, CHRISTOPHER STEVEN | CHAIRMAN, ELECTED MANAGER | 1952666 |
| PARIGIAN, THOMAS STEWART | ELECTED MANAGER | 1398840 |
| SETTEDUCATI, ROBERT JOSEPH | ELECTED MANAGER AND DIRECTOR OF BUSINESS DEVELOPMENT | 1352722 |
| DAVIS, TRENT DONALD | CHIEF EXECUTIVE OFFICER | 2137171 |
| RASMUSSEN, KATHLEEN HATLELI | CHIEF COMPLIANCE OFFICER | 2608755 |
| WINKS, MALCOLM ALEXANDER | PRESIDENT AND CFO/FINOP | 5153752 |
Disclosures
| Regulatory Event | 35 |
| Civil Event | 1 |
| Arbitration | 8 |
| Bond | 1 |
Red Flags
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