Joseph Michael Smetona
Professional Summary
Joseph Michael Smetona is a registered financial advisor currently at AEC TRANSACTION SERVICES LLC located in Miami Beach, Florida. Joseph is registered as a RR (Registered Representative) and started their career in finance in 2011. Joseph has worked at 3 firms and has passed the Series 63, Series 7TO, Series 99TO, Series 79TO, SIE, Series 79 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
15 years in the financial services industry
Current & Past Employments
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Current Firm
AEC TRANSACTION SERVICES LLC
Contact Information
Main Address
28 West 44th St Suite 815, New York, NY 10036Mailing Address
28 West 44th St Suite 815, New York, NY 10036Phone Number
(917) 828-5498Established
Delaware since 06/09/2023Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AEC MARLEY LLC | MEMBER | — |
| AEC LUNA LLC | MEMBER | — |
| ALBRIGHT, TYLER JAMES | MANAGING PARTNER | 7806856 |
| AVELINI, ANDREJ | MANAGING PARTNER | 2498642 |
| LAHRE, JOSHUA MCNEIL | MANAGING PARTNER | 5171195 |
| RAGUSA, ROSALBA | CHIEF FINANCIAL OFFICER/FINOP | 2830587 |
| RAGUSA, ROSALBA | CHIEF COMPLIANCE OFFICER | 2830587 |
| SMETONA, JOSEPH MICHAEL | MANAGING PARTNER | 5875853 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/21/2024)
(8/8/2024)
(8/23/2024)
(9/5/2024)
(6/11/2024)
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2024About the Series 79TO examSeries 79 — Investment Banking Registered Representative Examination
Passed Jul 2011About the Series 79 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Joseph Michael Smetona's CRS (Customer Relationship Summary).
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