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AS

Alex R. Shoker

SHOKER INVESTMENTS
Oxford, OH
Some features on this profile are disabled
CRD#: 5875788
AS

Professional summary

Alex Reid Singh Shoker is a registered financial advisor currently at SHOKER INVESTMENTS located in Oxford, Ohio.

Alex is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Alex has worked at 2 firms and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alex Reid Singh Shoker's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 21, 2020 - Present

SHOKER INVESTMENTS

RIA
CRD#: 107857
Oxford, OH
Past

March 14, 2011 - March 31, 2011

T3 TRADING GROUP, LLC

BD
CRD#: 154431
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
SHOKER INVESTMENTS
SHOKER INVESTMENT COUNSEL | SHOKER RANDALL SINGH | SHOKER INVESTMENTS | SHOKER INVESTMENT COUNSEL INC. | SHOKER INVESTMENT COUNSEL INC

CRD#: 107857 / SEC#: 801-37179

RIA
Registered Investment Advisory firm - (8/17/1990 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Kentucky
(10/21/2020)
IAR
Ohio
(10/22/2020)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/10/2020
Uniform Investment Adviser Law Examination

Current Firm

SI
SHOKER INVESTMENTS
SHOKER INVESTMENT COUNSEL | SHOKER RANDALL SINGH | SHOKER INVESTMENTS | SHOKER INVESTMENT COUNSEL INC. | SHOKER INVESTMENT COUNSEL INC

CRD#: 107857 / SEC#: 801-37179

RIA
Registered Investment Advisory firm - (8/17/1990 Approved)
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Contact information

Main Address
Oxford, OH
Mailing Address
Phone number
(513) 524-1776
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2B SHOKER INVESTMENT COUNSEL, INC. (3/31/2025)
SHOKER INVESTMENT COUNSEL INC. PART 2A OF FORM ADV (3/31/2025)

Regulatory assets under management

Total Number of Accounts180
AUM (Assets Under Management)$ 420,742,890

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SHOKER INVESTMENTS

CRD#: 107857Oxford, OH

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