Steven C. Campbell
Professional summary
Steven Curtis Campbell is a registered financial professional currently at PURSHE KAPLAN STERLING INVESTMENTS located in Storm Lake, Iowa.
Steven is registered as a RR (Registered Representative) and started their career in finance in 2011. Steven has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Curtis Campbell's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 12, 2021 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 1100 W Milwaukee Ave, Storm Lake, IA 50588January 19, 2017 - August 12, 2021
SECURITIES AMERICA ADVISORS, INC.
January 19, 2017 - August 12, 2021
SECURITIES AMERICA, INC.
May 12, 2011 - January 19, 2017
AVANTAX PLANNING PARTNERS, INC.
February 8, 2011 - February 13, 2017
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/12/2021)
Exams
FINRA
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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