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GD

Gabriel U. Deluna

TRILOGY CAPITAL
WEST COVINA, CA 91790
Some features on this profile are disabled
CRD#: 5874399
GD

Professional summary

Gabriel Ubaldo Deluna is a registered financial advisor currently at TRILOGY CAPITAL, INC. located in West Covina, California.

Gabriel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Gabriel has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gabriel Ubaldo Deluna's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 5, 2016 - Present

TRILOGY CAPITAL, INC.

Office #1: 1000 Lakes Drive Suite 340, West Covina, CA 91790
RIA
CRD#: 281597
WEST COVINA, CA
Past

November 29, 2017 - April 17, 2018

LPL FINANCIAL LLC

RIA
CRD#: 6413
WEST COVINA, CA
Past

November 29, 2017 - October 28, 2021

LPL FINANCIAL LLC

BD
CRD#: 6413
WEST COVINA, CA
Past

August 2, 2012 - November 29, 2017

NATIONAL PLANNING CORPORATION

RIA
CRD#: 29604
WEST COVINA, CA
Past

May 26, 2011 - November 29, 2017

NATIONAL PLANNING CORPORATION

BD
CRD#: 29604
WEST COVINA, CA
Past

January 25, 2011 - March 15, 2011

STATE FARM VP MANAGEMENT CORP.

BD
CRD#: 43036
BLOOMINGTON, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TC
TRILOGY CAPITAL, INC.
E.F. HEAGEN & ASSOCIATES | TRILOGY INVESTMENT SERVICES, LLC | TRILOGY FINANCIAL SERVICES | TRILOGY CAPITAL, INC.

CRD#: 281597 / SEC#: 801-106922

RIA
Registered Investment Advisory firm - (11/16/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(1/5/2016)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/28/2012
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/2/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 1/24/2011
Investment Company Products/Variable Contracts Representative Examination

Current Firm

TC
TRILOGY CAPITAL, INC.
E.F. HEAGEN & ASSOCIATES | TRILOGY INVESTMENT SERVICES, LLC | TRILOGY FINANCIAL SERVICES | TRILOGY CAPITAL, INC.

CRD#: 281597 / SEC#: 801-106922

RIA
Registered Investment Advisory firm - (11/16/2015 Approved)
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Contact information

Main Address
2601 Main Street Suite 100, Irvine, CA 92614
Mailing Address
Phone number
(949) 221-8105
Established
Firm type
Fiscal year end
# of Employees
74

SEC notice filing (47 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WRAP BROCHURE 2026 (3/9/2026)
PART 2A BROCHURE (3/9/2026)

Regulatory assets under management

Total Number of Accounts18,988
AUM (Assets Under Management)$ 3,210,026,097

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRILOGY CAPITAL, INC.

CRD#: 281597West Covina, CA 91790

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