Rachel X. Nishimoto
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rachel Xue Li Nishimoto, who also goes by Rachel Xue Li Tan, Rachel Xueli Tan, Rachel Tan, was a registered financial professional .
Rachel is a previously registered financial professional and started their career in finance in 2013. Rachel had worked at 3 firms and has passed the Series 65, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 10, 2021 - August 12, 2025
PARNASSUS INVESTMENTS, LLC
June 17, 2013 - December 14, 2021
PARNASSUS INVESTMENTS
March 19, 2013 - August 31, 2022
PARNASSUS FUNDS DISTRIBUTOR, LLC
Primary Firm SEC Registration
PARNASSUS INVESTMENTS, LLC
CRD#: 316904 / SEC#: 801-122618
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PARNASSUS INVESTMENTS, LLC
CRD#: 316904 / SEC#: 801-122618
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 30 |
| AUM (Assets Under Management) | $ 45,658,173,524 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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