Sarah B. Chopnick
Professional summary
Sarah Bridget Chopnick is a registered financial professional currently at NASDAQ CAPITAL MARKETS ADVISORY LLC located in New York, New York.
Sarah is registered as a RR (Registered Representative) and started their career in finance in 2014. Sarah has worked at 4 firms and has passed the Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sarah Bridget Chopnick's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 18, 2023 - Present
NASDAQ CAPITAL MARKETS ADVISORY LLC
Office #1: 151 West 42nd Street, New York, NY 10036December 4, 2018 - February 17, 2022
NPM SECURITIES, LLC
July 7, 2015 - August 30, 2023
NFSTX, LLC
September 16, 2014 - September 17, 2015
GENESIS GLOBAL TRADING, INC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
NASDAQ CAPITAL MARKETS ADVISORY LLC
CRD#: 104295 / SEC#: , 8-52750
Contact information
FINRA licenses (3 States and Territories)
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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