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FIRM PROFILE
Overview
NASDAQ CAPITAL MARKETS ADVISORY LLC is located at 151 West 42nd Street, New York, NY 10036 and was first established at New York, Delaware in 02/08/2000. After operating for 26 years, NASDAQ CAPITAL MARKETS ADVISORY LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of NASDAQ CAPITAL MARKETS ADVISORY LLC’s clients are individuals and 0% of their clients are high net worth individuals. NASDAQ CAPITAL MARKETS ADVISORY LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at NASDAQ CAPITAL MARKETS ADVISORY LLC are registered to handle securities or provide financial advice. The firm has 4 disclosures, 4 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access NASDAQ CAPITAL MARKETS ADVISORY LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at NASDAQ CAPITAL MARKETS ADVISORY LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for NASDAQ CAPITAL MARKETS ADVISORY LLC Comes From
Understanding the Statistics for NASDAQ CAPITAL MARKETS ADVISORY LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
151 West 42nd Street, New York, NY 10036
151 West 42nd Street, New York, NY 10036
Small
(212) 401-8700
Delaware since 02/08/2000
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
The Importance of Understanding a Firm’s Role when Evaluating an Advisor
How Do I Determine Which Firm to Work With?
Advisor's working at NASDAQ CAPITAL MARKETS ADVISORY LLC
Randall Dammers III
Robert Anthony Deangelo
Michael David Kaplan
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