Robert E. Maddock
Professional summary
Robert E. Maddock, who also goes by Rob Maddock, Robert Emmett Maddock II, Robert Emmett Maddock, is a registered financial professional currently at J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. located in Chicago, Illinois.
Robert is registered as a RR (Registered Representative) and started their career in finance in 2011. Robert has worked at 6 firms and has passed the Series 63, Series 52TO, Series 7TO, SIE, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert E. Maddock's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 12, 2023 - Present
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
Office #1: 10 South Dearborn, Chicago, IL 60603September 22, 2020 - December 10, 2021
SECURE CAPITAL RESEARCH, LLC
March 24, 2015 - August 7, 2019
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
September 12, 2013 - March 23, 2015
STIFEL INDEPENDENT ADVISORS, LLC
July 26, 2012 - March 23, 2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED
December 2, 2011 - July 20, 2012
WELLS FARGO CLEARING SERVICES, LLC
October 14, 2011 - November 21, 2011
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/25/2023)
(9/13/2023)
(9/13/2023)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 7TO
Date: 12/16/2022
General Securities Representative ExaminationFINRA
Current Firm
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
CRD#: 102920 / SEC#: 801-64031, 8-52182
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JPMORGAN ASSET MANAGEMENT HOLDINGS INC. | STOCKHOLDER | |
| DONOHUE, JOHN THOMAS | DIRECTOR | 2372302 |
| HOFFMANN, JAMES ARTHUR | CHIEF ADMINISTRATIVE OFFICER | 1949574 |
| KLOZA, KEVIN | CHIEF COMPLIANCE OFFICER | 2188958 |
| LEKSTUTIS, CARMINE | CHIEF LEGAL OFFICER | 6990745 |
| LISHER, ANDREA | PRESIDENT AND DIRECTOR | 4493750 |
| MACHULSKI, MICHAEL RICHARD | DIRECTOR | 4726972 |
| SANZONE, JOSEPH FRANK | DIRECTOR | 6581797 |
| STRIFE, LOREN T | PRINCIPAL FINANCIAL AND OPERATIONS OFFICER | 5393453 |
Red Flags
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