RB
Rami Bach
CASGRAIN & COMPANY (USA) LIMITED
Montreal Quebec, H3B 4G7
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CRD#: 5873023
RB
Professional summary
Rami Bach is a registered financial professional currently at CASGRAIN & COMPANY (USA) LIMITED .
Rami is registered as a RR (Registered Representative) and started their career in finance in 2011. Rami has worked at 1 firm and has passed the SIE and Series 37 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Rami Bach's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 2, 2011 - Present
CASGRAIN & COMPANY (USA) LIMITED
Office #1: 1200 Mcgill College Avenue 21st Floor, Montreal Quebec, H3B 4G7BD
CRD#: 44474
Montreal Quebec,
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
General Industry/Product Exam
RR
Series 37
Date: 1/27/2011
Canada Module of the General Securities Registered Representative (With Options Questions)SRO Registrations
RR
FINRA
Current Firm
C&
CASGRAIN & COMPANY (USA) LIMITED
CASGRAIN & COMPANY (USA) LIMITED
CRD#: 44474 / SEC#: , 8-50713
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
1200 Mcgill College Avenue 21st Floor, Montreal Quebec, H3B 4G7
Mailing Address
1200 Mcgill College Avenue 21st Floor, Montreal, Quebec, H3B 4G7
Phone number
(514) 871-8080
Established
Firm type
Other Types of Legal Formation
Fiscal year end
September
Firm Size
Small
# of Employees
Documents
Red Flags
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