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CRD#: 44474
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

CASGRAIN & COMPANY (USA) LIMITED is located at 1200 Mcgill College Avenue 21st Floor, Montreal Quebec, null H3B 4G7. CASGRAIN & COMPANY (USA) LIMITED has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of CASGRAIN & COMPANY (USA) LIMITED’s clients are individuals and 0% of their clients are high net worth individuals. CASGRAIN & COMPANY (USA) LIMITED has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at CASGRAIN & COMPANY (USA) LIMITED are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access CASGRAIN & COMPANY (USA) LIMITED‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at CASGRAIN & COMPANY (USA) LIMITED. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for CASGRAIN & COMPANY (USA) LIMITED Comes From

Understanding the Statistics for CASGRAIN & COMPANY (USA) LIMITED and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
1200 Mcgill College Avenue 21st Floor, Montreal Quebec, H3B 4G7
Mailing Address
1200 Mcgill College Avenue 21st Floor, Montreal, Quebec, H3B 4G7
Firm Size
Small
Phone Number
(514) 871-8080
Established
since 10/07/1997
Firm Type
Other Types of Legal Formation
Fiscal year end
September
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
CASGRAIN & COMPANY LIMITEDSHAREHOLDER
CASGRAIN, GUY RODOLPHEPRESIDENT, CCO2991102
CASGRAIN, ROGER GREGOIREEXECUTIVE VICE PRESIDENT2991117
CREVIER, STEPHANEFINOP, PFO4549250
ZANGA, ANDREFINOP, POO2991103

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Advisor's working at CASGRAIN & COMPANY (USA) LIMITED

FA

Frederic Michel Absi

RR
CRD#: 4659661
Location:
Montreal, H3B 4G7
Company:
CASGRAIN & COMPANY (USA) LIMITED
Disclosures:
Experience:
22 years
View Profile
NA

Nicola Antonio Addesa

Nicola Addensa
RR
CRD#: 5183395
Location:
Montreal, H3B 4G7
Company:
CASGRAIN & COMPANY (USA) LIMITED
Disclosures:
Experience:
19 years
View Profile
GR

Gaby Rokeach

RR
CRD#: 5261868
Location:
Montreal, H3B 4G7
Company:
CASGRAIN & COMPANY (USA) LIMITED
Disclosures:
Experience:
18 years
View Profile
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