Debra Keenan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Debra Keenan, who also goes by Debra Annette Keenan, Debra Annette Roberts, Debra Annette Roberts, was a registered financial professional .
Debra is a previously registered financial professional and started their career in finance in 2011. Debra had worked at 11 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 20, 2020 - March 26, 2020
T. ROWE PRICE ADVISORY SERVICES, INC.
February 20, 2020 - March 26, 2020
T. ROWE PRICE INVESTMENT SERVICES, INC.
March 14, 2019 - August 14, 2019
USAA INVESTMENT SERVICES COMPANY
March 14, 2019 - August 14, 2019
USAA FINANCIAL ADVISORS, INC.
August 30, 2017 - September 14, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
May 2, 2016 - August 24, 2017
EMPOWER FINANCIAL SERVICES, INC.
March 9, 2015 - May 11, 2015
GENEOS WEALTH MANAGEMENT, INC.
October 13, 2014 - March 12, 2015
CHARLES SCHWAB & CO., INC.
June 13, 2014 - July 9, 2014
ENVOY SECURITIES, LLC
February 25, 2013 - January 3, 2014
TD AMERITRADE, INC.
August 10, 2011 - November 4, 2011
RBC CAPITAL MARKETS, LLC
Primary Firm SEC Registration
T. ROWE PRICE ADVISORY SERVICES, INC.
CRD#: 108958 / SEC#: 801-58098
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
T. ROWE PRICE ADVISORY SERVICES, INC.
CRD#: 108958 / SEC#: 801-58098
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,014 |
| AUM (Assets Under Management) | $ 3,861,357,894 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
