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Benjamin Robert Byruch

CRD# 5872061·Registered 2011 - 2014
Barred: Benjamin Robert Byruch was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Benjamin Robert Byruch was a registered financial advisor. Benjamin was a previously registered financial professional and started their career in finance 2011 - 2014. Benjamin had worked at 1 firm and has passed the Series 63, Series 55 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

15 years in the financial services industry

Current & Past Employments

HFP CAPITAL MARKETS LLC·CRD# 44351
BD
New York, NY
October 17, 2013 - February 24, 2014
HFP CAPITAL MARKETS LLC·CRD# 44351
BD
New York, NY
January 1, 2011 - January 3, 2012

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Current Firm

HC
HFP CAPITAL MARKETS LLC

AM CAPITAL LLC | HFP CAPITAL MARKETS LLC

CRD#: 44351 / SEC#: 8-50652
BD
Terminated by SEC on 05/02/2014

Contact Information

Established

New York since 11/20/1997

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
HUDSON FINANCIAL PARTNERS, LLCPARENT COMPANY—
BYRUCH, GEOFFREY MARCMANAGING MEMBER/CEO3220744
HERITY, THOMAS FRANCISCCO—
MISYURA, YEVGENYFINOP5312791

Disclosures

Regulatory Event

7

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2011About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jul 2011

Series 7 — General Securities Representative Examination

Passed Dec 2010About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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