Edward M. Giese

PROMETHIUM

Bethesda, MD 20814

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CRD#: 5871989

Professional summary

Edward Marshall Giese, who also goes by Ed Giese, Edward Giese, is a registered financial advisor currently at PROMETHIUM located in Bethesda, Maryland.

Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Edward has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ed Giese | Edward Giese

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Marshall Giese's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 9, 2024 - Present

PROMETHIUM

Office #1: 7272 Wisconsin Ave 10-105, Bethesda, MD 20814

RIA

CRD#: 329565

Bethesda, MD

Past

September 9, 2020 - February 22, 2024

SARGENT INVESTMENT GROUP

RIA

CRD#: 297499

BETHESDA, MD

Past

August 3, 2011 - September 18, 2020

UNITED CAPITAL FINANCIAL ADVISORS

RIA

CRD#: 134600

BETHESDA, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROMETHIUM

PROMETHIUM | PROMETHIUM ADVISORS, LLC

CRD#: 329565 / SEC#: 801-129368

RIA

Registered Investment Advisory firm - (1/24/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(2/9/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/2/2011

Uniform Investment Adviser Law Examination

Current Firm

PROMETHIUM

PROMETHIUM | PROMETHIUM ADVISORS, LLC

CRD#: 329565 / SEC#: 801-129368

RIA

Registered Investment Advisory firm - (1/24/2024 Approved)

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Contact information

Main Address

7272 Wisconsin Ave 10-105, Bethesda, MD 20814

Mailing Address

Phone number

(202) 978-2519

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A DISCLOSURE BROCHURE (3/28/2025)

WRAP PROGRAM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	274
AUM (Assets Under Management)	$ 211,957,343

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Edward M. Giese

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Marshall Giese's CRS (Customer Relationship Summary).

Certified licenses

Experience

PROMETHIUM

SARGENT INVESTMENT GROUP

UNITED CAPITAL FINANCIAL ADVISORS

Primary Firm SEC Registration

PROMETHIUM

State Registrations and Notice Filings

Exams

Series 65

Date: 8/2/2011

Current Firm

PROMETHIUM

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PROMETHIUM

TRUST BUT VERIFY

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