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BD

Brent M. Daniel

WALLEYE TRADING LLC
Miami, FL 33130
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CRD#: 5870921
BD

Professional summary


Brent Matthew Daniel is a registered financial professional currently at WALLEYE TRADING LLC located in Miami, Florida.

Brent is registered as a RR (Registered Representative) and started their career in finance in 2011. Brent has worked at 3 firms and has passed the Series 57TO, SIE, Series 56 and Series 44 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Brent Matthew Daniel's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 28, 2015 - Present

WALLEYE TRADING LLC

Office #1: 78 Sw 7th Street Office 09-151 09-154, 09-156, Miami, FL, 33130
BD
CRD#: 136196
Miami, FL
Past

March 7, 2014 - October 19, 2015

BLUEFIN CAPITAL MANAGEMENT, LLC

BD
CRD#: 113892
NEW YORK, NY
Past

March 7, 2011 - March 12, 2014

SPOT TRADING L.L.C.

BD
CRD#: 47666
CHICAGO, IL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 56
Date: 10/17/2013
Proprietary Trader Qualification Examination
General Industry/Product Exam
RR
Series 44
Date: 3/15/2011
PCX Market Maker Exam
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market

Current Firm


WT
WALLEYE TRADING LLC
WALLEYE TRADING LLC

CRD#: 136196 / SEC#: , 8-66988

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information


Main Address
401 Lake Street East 3rd Floor, Wayzata, MN 55391
Mailing Address
401 Lake Street East 3rd Floor, Wayzata, MN 55391
Phone number
(952) 345-5200
Established
Delaware since 04/25/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
WALLEYE INVESTMENTS FUND LLCMEMBER
ENGLAND, WILLIAM DUNNINGCHIEF EXECUTIVE OFFICER6210716
ESSAFI, KHALIDCHIEF COMPLIANCE OFFICER7148450
GIANPETRO, SARAH ANNCO-HEAD FINANCE AND ACCOUNTING & FINOP6476299

Disclosures


Regulatory Event14

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WALLEYE TRADING LLC

CRD#: 136196Miami, FL 33130

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