Kathryn Humecki
CETERA INVESTMENT ADVISERS LLC
HOMEWOOD, IL 60430
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CRD#: 5870918
Professional summary
Kathryn Humecki, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Homewood, Illinois and CETERA WEALTH SERVICES, LLC located in Homewood, Illinois.
Kathryn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Kathryn has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Kathryn E Humecki & Assoc LTD; 20180 Governor's Highway, Ste. 204, Olympia Fields, IL 60461; Tax Preparation/Accounting~Owner/Sole Proprietor; 11/1/2005~160hrs~150hrs~Accounting and tax preparation services for clients 2) SOCOMCM INC POSITION: Treasurer NATURE: SoCoMCM is non-profit collective that supports the preservation of Chicago Southlands Mid-Century Modern Architecture. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2024 ADDRESS: 13 Graymoor Lane, Olympia Fields IL 60461, United States DESCRIPTION: Help plan social and education events for midcentury modern homeowners and enthusiasts. 3) KATHRYN E HUMECKI & ASSOC LTD POSITION: Owner/Sole Proprietor NATURE: Tax Preparation/Accounting INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 11/01/2005 ADDRESS: 19900 Governor's Highway, Ste. 101, Olympia Fields IL 60461, United States DESCRIPTION: Accounting and tax preparation services for clients 5) MELCHERT & HUMECKI POSITION: Partner/General Partner NATURE: Tax preparation and accounting. This is a new DBA for a previously approved OBA : Kathryn Humecki & Associates, Ltd INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 04/26/2023 ADDRESS: 19900 Governors Drive, Ste 101, Olympia Fields IL 60461, United States DESCRIPTION: Tax preparation and accounting. This is a new DBA for a previously approved OBA : Kathryn Humecki & Associates, Ltd 6) KATHRYN HUMECKI & ASSOCIATES LLC POSITION: Single Member NATURE: This is the LLC that I will operate financial services through. INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 40 START DATE: 05/16/2023 ADDRESS: 19900 Governors Drive, Ste 101, Olympia Fields IL 60461, United States DESCRIPTION: Avantax Advisor Services 7) KATHRYN HUMECKI & ASSOCIATES LTD SPECIAL NEEDS PLANNING POSITION: CFP NATURE: This action is soley to add a DBA my financial planning practice. The DBA adds the words Special Needs Planning to my business name. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/15/2024 ADDRESS: 18141 Dixie Hwy, Suite 100, Homewood IL 60430, United States DESCRIPTION: No additional duties . Adding a DBA
CRS (Client Relationship Summary) - RIA
Click below to view Kathryn Humecki's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 18141 Dixie Hwy Suite 100, Homewood, IL 60430RIA
CRD#: 105644
HOMEWOOD, IL
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 18141 Dixie Hwy Suite 100, Homewood, IL 60430BD
CRD#: 13572
Homewood, IL
Past
June 14, 2011 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Homewood, IL
Past
January 20, 2011 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Homewood, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(9/5/2025)
RR
Georgia(9/5/2025)
RR
Illinois(9/5/2025)
IAR
Illinois(9/5/2025)
RR
Indiana(9/5/2025)
RR
Missouri(9/5/2025)
RR
Ohio(9/5/2025)
RR
South Carolina(9/5/2025)
RR
Tennessee(9/5/2025)
RR
Utah(9/18/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Homewood, IL 60430TRUST BUT VERIFY
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