Nancy Durkee Wilkerson
Professional Summary
Nancy Durkee Wilkerson, who also goes by Nancy Rozek Durkee, Nancy Lynn Rozek, is a registered financial advisor currently at SMITH, BROWN & GROOVER, INC. located in Macon, Georgia. Nancy is registered as a RR (Registered Representative) and started their career in finance in 2011. Nancy has worked at 1 firm and has passed the Series 63, SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Nancy Rozek Durkee, Nancy Lynn Rozek
Similar Advisors
CHARLES SCHWAB & CO., INC.
INDEPENDENT ADVISOR ALLIANCE, LLC
PFS INVESTMENTS INC.
WEALTHCARE CAPITAL MANAGEMENT LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
CHARLES SCHWAB & CO., INC.
INDEPENDENT ADVISOR ALLIANCE, LLC
PFS INVESTMENTS INC.
WEALTHCARE CAPITAL MANAGEMENT LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
CHARLES SCHWAB & CO., INC.
INDEPENDENT ADVISOR ALLIANCE, LLC
PFS INVESTMENTS INC.
WEALTHCARE CAPITAL MANAGEMENT LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
CHARLES SCHWAB & CO., INC.
INDEPENDENT ADVISOR ALLIANCE, LLC
PFS INVESTMENTS INC.
WEALTHCARE CAPITAL MANAGEMENT LLC
Years of Experience
15 years registered in the securities industry
Current & Past Employments
Current
Similar Advisors
CHARLES SCHWAB & CO., INC.
INDEPENDENT ADVISOR ALLIANCE, LLC
PFS INVESTMENTS INC.
WEALTHCARE CAPITAL MANAGEMENT LLC
Current Firm
BROWN AND GROOVER, INC. | SMITH, BROWN AND GROOVER | SMITH, BROWN & GROOVER, INC. | SMITH, BROWN & GROOVER INC. D/B/A SBG WEALTH MANAGEMENT | SBG WEALTH MANAGEMENT, LLC | SBG WEALTH MANAGEMENT
Contact Information
Main Address
4001 Vineville Avenue, Macon, GA 31210-5039Mailing Address
4001 Vineville Avenue, Macon, GA 31210-5039Phone Number
(478) 474-7004Established
Georgia since 01/01/1967Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
7SEC notice filing (23 States and Territories)
Registered to provide investment advisory services in 23 US states and territories.
FINRA licenses (32 States and Territories)
Registered to provide investment advisory services in 23 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SMITH, RAYMOND HILL JR | CHIEF EXECUTIVE OFFICER | 731506 |
| BARFIELD, THOMAS EARL JR | SENIOR VICE PRESIDENT | 4518997 |
| EDWARDS, HOLLI COX | CHIEF FINANCIAL OFFICER | 5967474 |
| EDWARDS, HOLLI COX | FINANCIAL AND OPERATIONS PRINCIPAL | 5967474 |
| GAITHER, THOMAS DEWITT JR. | PRESIDENT/CHIEF COMPLIANCE OFFICER | 6007486 |
| GAITHER, THOMAS DEWITT JR. | COO/GENERAL SECURITIES PRINCIPAL | 6007486 |
Regulatory Assets Under Management
Total Number of Accounts
722AUM (Assets Under Management)
$284,162,648Disclosures
Regulatory Event
17Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/17/2025 | Cover Page | Report |
| 10/24/2024 | Cover Page | Report |
| 10/26/2023 | Cover Page | Report |
Similar Advisors
CHARLES SCHWAB & CO., INC.
INDEPENDENT ADVISOR ALLIANCE, LLC
PFS INVESTMENTS INC.
WEALTHCARE CAPITAL MANAGEMENT LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
CHARLES SCHWAB & CO., INC.
INDEPENDENT ADVISOR ALLIANCE, LLC
PFS INVESTMENTS INC.
WEALTHCARE CAPITAL MANAGEMENT LLC
Primary Firm SEC Registration
BROWN AND GROOVER, INC. | SMITH, BROWN AND GROOVER | SMITH, BROWN & GROOVER, INC. | SMITH, BROWN & GROOVER INC. D/B/A SBG WEALTH MANAGEMENT | SBG WEALTH MANAGEMENT, LLC | SBG WEALTH MANAGEMENT
State Registrations and Notice Filings
(8/5/2025)
(8/5/2025)
(7/28/2011)
(8/5/2025)
(8/5/2025)
(8/5/2025)
(8/5/2025)
(8/5/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jun 2011About the Series 6 examSRO Registrations
Similar Advisors
CHARLES SCHWAB & CO., INC.
INDEPENDENT ADVISOR ALLIANCE, LLC
PFS INVESTMENTS INC.
WEALTHCARE CAPITAL MANAGEMENT LLC
CRS (Client Relationship Summary) - BD
Click below to view Nancy Durkee Wilkerson's CRS (Customer Relationship Summary).
Similar Advisors
CHARLES SCHWAB & CO., INC.
INDEPENDENT ADVISOR ALLIANCE, LLC
PFS INVESTMENTS INC.
WEALTHCARE CAPITAL MANAGEMENT LLC