Ashlee Kegler
Professional summary
Ashlee Kegler, who also goes by Ashlee Deann Kegler, Ashlee Kegler, is a registered financial professional currently at SAXONY SECURITIES, INC. located in Houston, Texas.
Ashlee is registered as a RR (Registered Representative) and started their career in finance in 2011. Ashlee has worked at 5 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ashlee Kegler's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 4, 2026 - Present
SAXONY SECURITIES, INC.
Office #1: 811 Louisianna St Suite 2420, Houston, TX 77002July 2, 2015 - June 1, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 12, 2013 - July 13, 2015
UBS FINANCIAL SERVICES INC.
January 16, 2013 - June 6, 2013
CHARLES SCHWAB & CO., INC.
January 1, 2011 - November 5, 2012
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 8/8/2023
General Securities Representative ExaminationFINRA
Current Firm
SAXONY SECURITIES, INC.
CRD#: 115547 / SEC#: , 8-53490
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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