Patrick P. Lee
STRATEGIC ADVISERS LLC | Vice President, Financial Consultant
LOS GATOS, CA
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CRD#: 5869861
Professional summary
Patrick Pak Chun Lee, who also goes by Patrick Pak Chun Lee, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Los Gatos, California and FIDELITY BROKERAGE SERVICES LLC located in Campbell, California.
Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Patrick has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
You will work closely with my experienced team to access Fidelity's trusted brand, industry leading technology, and cost efficient platform. My retirement, income, and wealth planning experience, combined with my passion to understand your unique situation, will assist and help your financial goals. My commitment is to apply dedication and integrity in assisting you in selecting a wealth management strategy.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Patrick Pak Chun Lee
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Patrick Pak Chun Lee's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
San Francisco State University
Bachelor of Business Administration - Management
2009
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 851 East Hamilton Ave Ste 100, Campbell, CA 95008-0600RIA
CRD#: 104555
LOS GATOS, CA
Current
October 20, 2017 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 851 East Hamilton Ave., Ste 100, Campbell, CA 95008BD
CRD#: 7784
CAMPBELL, CA
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
CAMPBELL, CA
Past
October 27, 2017 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
CAMPBELL, CA
Past
November 14, 2013 - October 16, 2017
BANCWEST INVESTMENT SERVICES, INC.
RIA
CRD#: 29357
CUPERTINO, CA
Past
November 13, 2013 - October 16, 2017
BANCWEST INVESTMENT SERVICES, INC.
BD
CRD#: 29357
CUPERTINO, CA
Past
February 14, 2011 - November 6, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
MOUNTAIN VIEW, CA
Past
January 13, 2011 - November 6, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
MOUNTAIN VIEW, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/3/2020)
RR
California(10/20/2017)
IAR
California(3/31/2025)
RR
Colorado(3/3/2020)
RR
Connecticut(3/4/2022)
RR
District of Columbia(6/4/2021)
RR
Florida(3/3/2020)
RR
Georgia(10/8/2021)
RR
Hawaii(3/3/2020)
RR
Idaho(3/3/2020)
RR
Illinois(3/3/2020)
RR
Maryland(7/19/2024)
RR
Massachusetts(7/20/2021)
RR
Michigan(5/6/2022)
RR
Minnesota(8/12/2021)
RR
Nevada(3/3/2020)
RR
New Hampshire(3/3/2020)
RR
New Jersey(2/21/2020)
RR
New York(3/3/2020)
RR
North Carolina(8/8/2020)
RR
Ohio(3/25/2023)
RR
Oregon(3/3/2020)
RR
Pennsylvania(7/21/2023)
RR
Rhode Island(9/18/2020)
RR
Tennessee(9/29/2023)
RR
Texas(5/17/2018)
IAR
Texas(3/31/2025)
RR
Virginia(3/3/2020)
RR
Washington(3/3/2020)
RR
Wisconsin(3/3/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Financial ConsultantCRD#: 104555Los Gatos, CATRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
