JH
Joann Huber
BALLAST POINT FINANCIAL PLANNING
Lenexa, KS
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CRD#: 5869343
JH
Professional summary
Joann Huber, CFP®, who also goes by Joann Huber Smith, Joann H Smith, Joann Huber Smith, is a registered financial advisor currently at BALLAST POINT FINANCIAL PLANNING, LLC located in Lenexa, Kansas.
Joann is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Joann has worked at 3 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joann Huber Smith | Joann H Smith | Joann Huber Smith
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BFG Tax Service, LLC, Tax Planning and tax return prep, 50% of time spent performing these services, non-investment related, compensated for this activity
CRS (Client Relationship Summary) - RIA
Click below to view Joann Huber's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
August 29, 2024 - Present
BALLAST POINT FINANCIAL PLANNING, LLC
RIA
CRD#: 283295
Lenexa, KS
Past
April 26, 2023 - November 16, 2023
AVANTAX PLANNING PARTNERS, INC.
RIA
CRD#: 106237
Lenexa, KS
Past
January 29, 2018 - July 19, 2022
BARBER FINANCIAL GROUP
RIA
CRD#: 152043
LENEXA, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BALLAST POINT FINANCIAL PLANNING, LLC
BALLAST POINT FINANCIAL PLANNING, LLC
CRD#: 283295 / SEC#: 801-132445
RIA
Registered Investment Advisory firm - (4/22/2025 Approved)California
Registered Investment Advisory firm - (5/23/2025 Terminated)Florida
Registered Investment Advisory firm - (4/23/2025 Terminated)Kansas
Registered Investment Advisory firm - (4/23/2025 Terminated)Louisiana
Registered Investment Advisory firm - (4/23/2025 Terminated)Michigan
Registered Investment Advisory firm - (5/1/2025 Terminated)Oregon
Registered Investment Advisory firm - (5/12/2025 Terminated)South Carolina
Registered Investment Advisory firm - (10/25/2022 Terminated)Texas
Registered Investment Advisory firm - (4/23/2025 Terminated)Virginia
Registered Investment Advisory firm - (5/6/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(8/29/2024)
IAR
Kansas(10/4/2024)
Exams
Current Firm
BALLAST POINT FINANCIAL PLANNING, LLC
BALLAST POINT FINANCIAL PLANNING, LLC
CRD#: 283295 / SEC#: 801-132445
RIA
Registered Investment Advisory firm - (4/22/2025 Approved)California
Registered Investment Advisory firm - (5/23/2025 Terminated)Florida
Registered Investment Advisory firm - (4/23/2025 Terminated)Kansas
Registered Investment Advisory firm - (4/23/2025 Terminated)Louisiana
Registered Investment Advisory firm - (4/23/2025 Terminated)Michigan
Registered Investment Advisory firm - (5/1/2025 Terminated)Oregon
Registered Investment Advisory firm - (5/12/2025 Terminated)South Carolina
Registered Investment Advisory firm - (10/25/2022 Terminated)Texas
Registered Investment Advisory firm - (4/23/2025 Terminated)Virginia
Registered Investment Advisory firm - (5/6/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
340 Lorton Ave Ste 216, Burlingame, CA 94010
Mailing Address
Phone number
(650) 636-7526
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 197 |
| AUM (Assets Under Management) | $ 130,333,588 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
