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BB

Bradley S. Baker

ADP BROKER-DEALER
Florham Park, NJ 07932
Some features on this profile are disabled
CRD#: 5869045
BB

Professional summary

Bradley Scott Baker, who also goes by Brad Baker, is a registered financial professional currently at ADP BROKER-DEALER, INC. located in Florham Park, New Jersey.

Bradley is registered as a RR (Registered Representative) and started their career in finance in 2010. Bradley has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Brad Baker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Bradley Scott Baker's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 19, 2016 - Present

ADP BROKER-DEALER, INC.

Office #1: 71 Hanover Road, Florham Park, NJ 07932
BD
CRD#: 37693
Florham Park, NJ
Past

June 19, 2013 - August 10, 2015

PAYCHEX SECURITIES CORPORATION

BD
CRD#: 39733
DUBLIN,, OH
Past

December 13, 2010 - May 13, 2013

JOHN HANCOCK DISTRIBUTORS LLC

BD
CRD#: 5249
BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(2/27/2025)
RR
California
(1/7/2020)
RR
Delaware
(5/29/2019)
RR
Florida
(3/17/2017)
RR
Illinois
(4/29/2020)
RR
Indiana
(11/17/2017)
RR
Kentucky
(4/29/2020)
RR
Maryland
(1/3/2022)
RR
Michigan
(8/15/2016)
RR
Mississippi
(2/23/2022)
RR
New Jersey
(11/17/2017)
RR
New York
(3/16/2022)
RR
North Carolina
(7/20/2016)
RR
Ohio
(4/19/2016)
RR
Pennsylvania
(7/19/2016)
RR
Tennessee
(9/29/2016)
RR
Texas
(12/13/2017)
RR
Utah
(5/6/2020)
RR
Virginia
(8/9/2017)

Exams

State Security Law Exam
RR
Series 63
Date: 1/24/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/8/2013
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 12/10/2010
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AB
ADP BROKER-DEALER, INC.
ADP BROKER-DEALER, INC.

CRD#: 37693 / SEC#: , 8-47885

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
One Adp Boulevard, Roseland, NJ 07068-1786
Mailing Address
71 Hanover Road Ms - 580, Florham Park, NJ 07932
Phone number
(973) 712-2316
Established
New Jersey since 07/12/1994
Firm type
Corporation
Fiscal year end
June
Firm Size
Large
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ADP ATLANTIC, LLCSHAREHOLDER
BARRENECHEA, PATRICIA MARGOTFINOP1715189
BLAKE, JAMES PATRICKPRESIDENT, DIRECTOR3078844
BOYLE, JAMES RICHARDAML OFFICER3137180
DOSPASSOS-KRIEG, KRISTIN ANNEDIRECTOR3079254
HANLEY, JUANITA DAVIDACHIEF COMPLIANCE OFFICER, VICE PRESIDENT5217439
HODGES, JEFFRY AARONDIRECTOR5865575
HUREAU, MICHAEL RAYDIRECTOR5990787
MCCUE, TERRANCERISK MANAGEMENT OFFICER7259942

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ADP BROKER-DEALER, INC.

CRD#: 37693Florham Park, NJ 07932

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