John D. Weninger
ENDOWMENT WEALTH MANAGEMENT
APPLETON, WI 54914-8531
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CRD#: 5869009
Professional summary
John David Weninger, CFP®, who also goes by John Weninger, is a registered financial advisor currently at ENDOWMENT WEALTH MANAGEMENT, INC. located in Appleton, Wisconsin and ETF MODEL SOLUTIONS, LLC located in Appleton, Wisconsin.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. John has worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John Weninger
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
12/2017 TO PRESENT: ENDOWMENT WEALTH MANAGEMENT INC. ("EWM". EWM IS AN INVESTMENT- RELATED BUSINESS. EWM IS LOCATED AT W6272 COMMUNICATIONS COURT, APPLETON, WI 54914. EWM IS A SEC-REGISTERED INVESTMENT ADVISER. EWM IS UNDER COMMON OWNERSHIP AND SHARES HEADQUARTERS WITH ETF MODEL SOLUTIONS, LLC ("ETFMS"). MR WENINGER'S TITLE AT EWN IS WEALTH ADVISOR. MR. WENINGER IS AN INVESTMENT ADVISER REPRESENTATIVE WITH EWM. MR. WENINGER DEVOTES APPROXIMATELY 150 HOURS PER MONTH TO HIS ROLE AT EWM, ABOUT 130 OF WHICH ARE CONDUCTED DURING NORMAL SECURITIES TRADING HOURS. MR WENINGER CONDUCTS FINANCIAL PLANNING AND INVESTMENT ADVISORY ACTIVITIES IN HIS ROLE AT EWM. 12/2017 TO PRESENT: ETF MODEL SOLUTIONS, LLC ("ETFMS"). ETFMS IS AN INVESTMENT-RELATED BUSINESS. ETFMS IS LOCATED AT W6272 COMMUNICATIONS COURT, APPLETON, WI 54914. ETFMS IS A SEC-REGISTERED INVESTMENT ADVISER. ETFMS IS UNDER COMMON OWNERSHIP AND SHARES HEADQUARTERS WITH EWM. MR WENINGER'S TITLE AT ETFMS IS ADVISER. MR. WENINGER IS AN INVESTMENT ADVISER REPRESENTATIVE WITH ETFMS. MR. WENINGER DEVOTES APPPROXIMATELY 10 HOURS PER MONTH TO ETFMS, MOST OF WHICH ARE DURING NORMAL SECURITIES TRADING HOURS. MR. WENINGER CONDUCTS FINANCIAL PLANNING AND INVESTMENT ADVISORY ACTIVITIES IN HIS ROLE AT ETFMS.
CRS (Client Relationship Summary) - RIA
Click below to view John David Weninger's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
December 8, 2017 - Present
ENDOWMENT WEALTH MANAGEMENT, INC.
Office #1: W6272 Communication Court, Appleton, WI 54914-8531RIA
CRD#: 108652
APPLETON, WI
Current
February 16, 2018 - Present
ETF MODEL SOLUTIONS, LLC
Office #1: W6272 Communication Court, Appleton, WI 54914-8531RIA
CRD#: 168410
APPLETON, WI
Past
September 26, 2013 - December 31, 2017
VISION WEALTH PARTNERS
RIA
CRD#: 169121
APPLETON, WI
Past
July 7, 2011 - September 27, 2013
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
GREEN BAY, WI
Past
June 27, 2011 - September 27, 2013
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
GREEN BAY, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ENDOWMENT WEALTH MANAGEMENT, INC.
CAPITAL NORTH LTD | ENDOWMENT WEALTH MANAGEMENT, INC.
CRD#: 108652 / SEC#: 801-112413
RIA
Registered Investment Advisory firm - (2/8/2018 Approved)Illinois
Registered Investment Advisory firm - (2/23/2018 Terminated)Minnesota
Registered Investment Advisory firm - (12/16/2015 Terminated)Texas
Registered Investment Advisory firm - (2/26/2018 Terminated)Wisconsin
Registered Investment Advisory firm - (2/27/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Wisconsin(12/8/2017)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
ENDOWMENT WEALTH MANAGEMENT, INC.
CAPITAL NORTH LTD | ENDOWMENT WEALTH MANAGEMENT, INC.
CRD#: 108652 / SEC#: 801-112413
RIA
Registered Investment Advisory firm - (2/8/2018 Approved)Illinois
Registered Investment Advisory firm - (2/23/2018 Terminated)Minnesota
Registered Investment Advisory firm - (12/16/2015 Terminated)Texas
Registered Investment Advisory firm - (2/26/2018 Terminated)Wisconsin
Registered Investment Advisory firm - (2/27/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
W6272 Communication Court, Appleton, WI 54914-8531
Mailing Address
Phone number
(920) 785-6010
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,403 |
| AUM (Assets Under Management) | $ 427,600,085 |
Red Flags
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Company Information
ENDOWMENT WEALTH MANAGEMENT, INC.
CRD#: 108652Appleton, WI 54914-8531TRUST BUT VERIFY
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