John D. Kolb

HUDOCK CAPITAL GROUP

Williamsport, PA 17701

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CRD#: 5868760

Professional summary

John David Kolb, CFP®, who also goes by John Kolb, is a registered financial advisor currently at HUDOCK CAPITAL GROUP located in Williamsport, Pennsylvania and APW CAPITAL, INC. located in Williamsport, Pennsylvania.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. John has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Kolb

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. HUDOCK CAPITAL GROUP, LLC; WILLIAMSPORT, PA; SINCE 02/04/15; REGISTERED INVESTMENT ADVISOR (NON-PRODUCING ASSISTANT); DUTIES: SUPPORT FINANCIAL ADVISORS, PERFORM FINANCIAL ANALYSIS OF CLIENT ASSETS, PARTICIPATE IN INVESTMENT COMMITTEE; COMPENSATION: SALARY. 2. YOUTUBE CREATOR, INVESTMENT RELATED:NO, 205 HARMAN RD, TROUT RUN, PA, 17771, OUTDOOR RELATED VIDEOS, CONTENT CREATOR, 07/13/2020, 12, RECORDING OUTDOOR RELATED VIDEOS AND POSTING ON SOCIAL MEDIA. 3. Trout Unlimited Director, Investment related:No, 807 W 4th St, Williamsport, Pennsylvania, 17701, Non-profit conservation organization, Director, 11/10/2021, 4, Organizing meetings, events and running the local chapter

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John David Kolb's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

February 11, 2015 - Present

HUDOCK CAPITAL GROUP

Office #1: 400 Market Street Suite 200, Williamsport, PA 17701

RIA

CRD#: 149255

Williamsport, PA

Current

March 6, 2015 - Present

APW CAPITAL, INC.

Office #1: 400 Market Street, Ste. 200, Williamsport, PA, 17701

CRD#: 43814

Williamsport, PA

Past

February 21, 2013 - February 10, 2015

M&T SECURITIES, INC.

RIA

CRD#: 17358

PENNSDALE, PA

Past

February 19, 2013 - February 10, 2015

M&T SECURITIES, INC.

CRD#: 17358

PENNSDALE, PA

Past

January 24, 2011 - December 1, 2011

EDWARD JONES

RIA

CRD#: 250

WILLIAMSPORT, PA

Past

January 7, 2011 - December 1, 2011

EDWARD JONES

CRD#: 250

WILLIAMSPORT, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HUDOCK CAPITAL GROUP

HUDOCK CAPITAL GROUP | HUDOCK, INC. | HUDOCK MOYER WEALTH RESOURCES, LLC | HUDOCK MOYER WEALTH MANAGEMENT, LLC | HUDOCK CAPITAL GROUP, LLC

CRD#: 149255 / SEC#: 801-70772

RIA

Registered Investment Advisory firm - (11/19/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Pennsylvania
(2/11/2015)

Pennsylvania
(3/6/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/21/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/6/2011

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

HUDOCK CAPITAL GROUP

HUDOCK CAPITAL GROUP | HUDOCK, INC. | HUDOCK MOYER WEALTH RESOURCES, LLC | HUDOCK MOYER WEALTH MANAGEMENT, LLC | HUDOCK CAPITAL GROUP, LLC

CRD#: 149255 / SEC#: 801-70772

RIA

Registered Investment Advisory firm - (11/19/2009 Approved)

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Contact information

Main Address

400 Market Street Suite 200, Williamsport, PA 17701

Mailing Address

Phone number

(570) 326-9500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HUDOCK CAPITAL GROUP - WRAP FEE BROCHURE (11/6/2025)

HUDOCK CAPITAL GROUP - ADV BROCHURE (11/6/2025)

Regulatory assets under management

Total Number of Accounts	2,487
AUM (Assets Under Management)	$ 849,132,928

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/15/2025	Cover Page	Report
12/23/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John D. Kolb

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John David Kolb's CRS (Customer Relationship Summary).

Certified licenses

Experience

APW CAPITAL, INC.

M&T SECURITIES, INC.

M&T SECURITIES, INC.

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

HUDOCK CAPITAL GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 1/21/2011

SIE

Date: 10/1/2018

Series 7

Date: 1/6/2011

FINRA

Current Firm

HUDOCK CAPITAL GROUP

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

HUDOCK CAPITAL GROUP

TRUST BUT VERIFY

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