John David Kolb

John D. Kolb

HUDOCK CAPITAL GROUP
Williamsport, PA 17701
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CRD#: 5868760
John David Kolb

Professional summary


John David Kolb, CFP®, who also goes by John Kolb, is a registered financial advisor currently at HUDOCK CAPITAL GROUP located in Williamsport, Pennsylvania and APW CAPITAL, INC. located in Williamsport, Pennsylvania.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. John has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


John Kolb

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - RIA


Click below to view John David Kolb's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Experience


Current

February 11, 2015 - Present

HUDOCK CAPITAL GROUP

Office #1: 400 Market Street Suite 200, Williamsport, PA 17701
RIA
CRD#: 149255
Williamsport, PA
Current

March 6, 2015 - Present

APW CAPITAL, INC.

Office #1: 400 Market Street, Ste. 200, Williamsport, PA, 17701
BD
CRD#: 43814
Williamsport, PA
Past

February 21, 2013 - February 10, 2015

M&T SECURITIES, INC.

RIA
CRD#: 17358
PENNSDALE, PA
Past

February 19, 2013 - February 10, 2015

M&T SECURITIES, INC.

BD
CRD#: 17358
PENNSDALE, PA
Past

January 24, 2011 - December 1, 2011

EDWARD JONES

RIA
CRD#: 250
WILLIAMSPORT, PA
Past

January 7, 2011 - December 1, 2011

EDWARD JONES

BD
CRD#: 250
WILLIAMSPORT, PA

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HC
HUDOCK CAPITAL GROUP
HUDOCK CAPITAL GROUP | HUDOCK, INC. | HUDOCK MOYER WEALTH RESOURCES, LLC | HUDOCK MOYER WEALTH MANAGEMENT, LLC | HUDOCK CAPITAL GROUP, LLC

CRD#: 149255 / SEC#: 801-70772

RIA
Registered Investment Advisory firm - (11/19/2009 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
Pennsylvania
(2/11/2015)
RR
Pennsylvania
(3/6/2015)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 1/21/2011
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


HC
HUDOCK CAPITAL GROUP
HUDOCK CAPITAL GROUP | HUDOCK, INC. | HUDOCK MOYER WEALTH RESOURCES, LLC | HUDOCK MOYER WEALTH MANAGEMENT, LLC | HUDOCK CAPITAL GROUP, LLC

CRD#: 149255 / SEC#: 801-70772

RIA
Registered Investment Advisory firm - (11/19/2009 Approved)
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Contact information


Main Address
400 Market Street Suite 200, Williamsport, PA 17701
Mailing Address
Phone number
(570) 326-9500
Established
Firm type
Fiscal year end
# of Employees
15

SEC notice filing (18 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Regulatory assets under management


Total Number of Accounts2,589
AUM (Assets Under Management)$ 1,003,191,859

Accountant surprise examination report


Filing DateForm ADV-E CoverForm ADV-E Report
09/15/2025
12/23/2024

Red Flags


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Company Information


HUDOCK CAPITAL GROUP

CRD#: 149255Williamsport, PA 17701

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