Kara L. Kessler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kara Lee Kessler was a registered financial professional .
Kara is a previously registered financial professional and started their career in finance in 2011. Kara had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 2016 - April 18, 2018
ATHENE SECURITIES, LLC
August 18, 2015 - May 18, 2016
INVESTMENT ADVISORS CORP
August 18, 2015 - May 18, 2016
BROKER DEALER FINANCIAL SERVICES CORP.
May 21, 2014 - July 7, 2015
KESTRA INVESTMENT SERVICES, LLC
January 25, 2013 - July 7, 2015
KESTRA INVESTMENT SERVICES, LLC
May 12, 2011 - August 28, 2012
PRINCIPAL SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
ATHENE SECURITIES, LLC
CRD#: 36867 / SEC#: , 8-47499
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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