Melissa A. Robertson
Professional summary
Melissa Anne Robertson is a registered financial professional currently at MUTUAL SECURITIES, INC. located in St. Petersburg, Florida.
Melissa is registered as a RR (Registered Representative) and started their career in finance in 2011. Melissa has worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Melissa Anne Robertson's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 5, 2013 - Present
MUTUAL SECURITIES, INC.
Office #1: 147 Second Avenue S Ste 403, St. Petersburg, FL 33701January 17, 2011 - May 15, 2013
LASALLE ST SECURITIES, L.L.C.
State Registrations and Notice Filings
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Visual representation of state registrations
(6/5/2013)
Exams
FINRA
Current Firm
MUTUAL SECURITIES, INC.
CRD#: 13092 / SEC#: 801-68443, 8-28580
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUTUAL GROUP, INC. | CORPORATION | |
| CLAUSSEN, DAWN MARIE | CHIEF OPERATING OFFICER | 5445747 |
| DAMIANI, NICHOLAS ARTHUR | CHIEF ADMINISTRATIVE OFFICER | 5669491 |
| JASPER, AARON T | CHIEF EXECUTIVE OFFICER | 5016734 |
| SABOL, RYAN STEPHEN | MANAGING PRINCIPAL | 4419285 |
| SHANNON, DEBRA DAWN | CHIEF COMPLIANCE OFFICER | 5021297 |
| VOSS, MITCHELL CRAIG | CHAIRMAN | 1029100 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 8 |
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