JA
Jason Anderson
DIVERSIFY ADVISORY SERVICES
Sandy, UT 84070
Some features on this profile are disabled
CRD#: 5867122
JA
Professional summary
Jason Anderson, who also goes by Jason Bruce Anderson, Jason Anderson, is a registered financial advisor currently at DIVERSIFY ADVISORY SERVICES, LLC located in Sandy, Utah and DIVERSIFY WEALTH MANAGEMENT, LLC located in Sandy, Utah.
Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Jason has worked at 6 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 24, Series 9 and Series 10 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jason Bruce Anderson | Jason Anderson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
April 24, 2023 Hidden Lake Holdings, LLC- Manager. Entity purchases real estate for rental properties. Performs administrative work outside regular business hours.
CRS (Client Relationship Summary) - RIA
Click below to view Jason Anderson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 15, 2023 - Present
DIVERSIFY ADVISORY SERVICES, LLC
Office #1: 9017 S Riverside Dr. Suite 210, Sandy, UT 84070RIA
CRD#: 326060
Sandy, UT
Current
March 27, 2024 - Present
DIVERSIFY WEALTH MANAGEMENT, LLC
Office #1: 9017 S Riverside Dr Suite 210, Sandy, UT 84070RIA
CRD#: 329878
Sandy, UT
Current
August 2, 2022 - Present
DFPG INVESTMENTS, LLC
Office #1: 9017 S Riverside Drive Suite 210, Sandy, UT 84070BD
CRD#: 155576
Sandy, UT
Past
August 2, 2022 - July 12, 2024
DFPG INVESTMENTS, LLC
RIA
CRD#: 155576
SANDY, UT
Past
August 30, 2021 - July 25, 2022
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
SALT LAKE CITY, UT
Past
August 23, 2021 - July 6, 2022
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SALT LAKE CITY, UT
Past
October 29, 2019 - June 23, 2021
MORGAN STANLEY
RIA
CRD#: 149777
SOUTH JORDAN, UT
Past
September 8, 2017 - June 23, 2021
MORGAN STANLEY
BD
CRD#: 149777
SOUTH JORDAN, UT
Past
January 28, 2011 - July 24, 2017
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SALT LAKE CITY, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DA
DIVERSIFY ADVISORY SERVICES, LLC
ADVANCED WEALTH STRATEGIES GROUP | WESTRIDGE WEALTH STRATEGIES | THS PRIVATE FAMILY OFFICE | THE CRESTWELL GROUP | SPARK FINANCIAL SERVICE | SERRATELLI FINANCIAL GROUP | ROCKY MOUNTAIN WEALTH ADVISORS | RANCHO PRIVATE WEALTH | PROVIDENCE WEALTH ADVISORS | PLATINUM WEALTH GROUP | PATTERSON FINANCIAL SOLUTIONS | PARKVIEW WEALTH ADVISORS | NUCLEUS FINANCIAL GROUP | MARCH FORWARD | LONGHORN FINANCIAL | KLK CAPITAL MANAGEMENT, LLC | KEY ADVISORS WEALTH MANAGEMENT LLC | INVENTA WEALTH ADVISORS | INPAC WEALTH SOLUTIONS | ICONA WEALTH | HARDING FINANCIAL & INSURANCE | GROVE WEALTH ADVISORS | GRIFFIN WEALTH PARTNERS | GRADY CAPITAL GROUP | GOMEZ CORP | GLOBAL WEALTH PARTNERS, INC. | GLIDE FINANCIAL GROUP | GEN 1 FINANCIAL | FULCRUM INVESTMENT SERVICES | FIRST FINANCIAL CENTER OF DALLAS | FINANCIAL RESOURCES INC. | EVERGREEN ADVISOR GROUP | DIVERSIFY, INC. | DIVERSIFY ADVISORY SERVICES, LLC | DIVERSIFY ADVISOR NETWORK | CITY CENTER WEALTH ADVISORS | CIPOLLA FINANCIAL ADVISORS | CAPATA FINANCIAL | BUTLER FINANCIAL ADVISORS | BRIDGE EQUITIES | BOSTON WEALTH ADVISOR GROUP | ASHLAND PACIFIC | ANIMAS CAPITAL MANAGEMENT LLC
CRD#: 326060 / SEC#: 801-128675
RIA
Registered Investment Advisory firm - (8/31/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/31/2023)
RR
Alaska(1/31/2023)
RR
Arizona(1/31/2023)
RR
Arkansas(1/31/2023)
RR
California(1/31/2023)
RR
Colorado(1/31/2023)
RR
Connecticut(1/31/2023)
RR
Delaware(1/31/2023)
RR
District of Columbia(1/31/2023)
RR
Florida(1/31/2023)
RR
Georgia(1/31/2023)
RR
Hawaii(1/31/2023)
RR
Idaho(1/31/2023)
RR
Illinois(1/31/2023)
RR
Indiana(1/31/2023)
RR
Iowa(1/31/2023)
RR
Kansas(1/31/2023)
RR
Kentucky(1/31/2023)
RR
Louisiana(1/31/2023)
RR
Maine(1/31/2023)
RR
Maryland(1/31/2023)
RR
Massachusetts(1/31/2023)
RR
Michigan(1/31/2023)
RR
Minnesota(1/31/2023)
RR
Mississippi(1/31/2023)
RR
Missouri(1/31/2023)
RR
Montana(1/31/2023)
RR
Nebraska(1/31/2023)
IAR
Nebraska(9/26/2024)
RR
Nevada(1/31/2023)
RR
New Hampshire(1/31/2023)
RR
New Jersey(1/31/2023)
RR
New Mexico(1/31/2023)
RR
New York(1/31/2023)
RR
North Carolina(1/31/2023)
RR
North Dakota(1/31/2023)
RR
Ohio(1/31/2023)
RR
Oklahoma(1/31/2023)
RR
Oregon(1/31/2023)
RR
Pennsylvania(1/31/2023)
RR
Rhode Island(1/31/2023)
RR
South Carolina(1/31/2023)
RR
South Dakota(1/31/2023)
RR
Tennessee(1/31/2023)
RR
Texas(1/31/2023)
RR
Utah(8/2/2022)
IAR
Utah(9/15/2023)
RR
Vermont(1/31/2023)
RR
Virginia(1/31/2023)
RR
Washington(1/31/2023)
IAR
Washington(9/25/2024)
RR
West Virginia(1/31/2023)
RR
Wisconsin(1/31/2023)
RR
Wyoming(1/31/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
DA
DIVERSIFY ADVISORY SERVICES, LLC
ADVANCED WEALTH STRATEGIES GROUP | WESTRIDGE WEALTH STRATEGIES | THS PRIVATE FAMILY OFFICE | THE CRESTWELL GROUP | SPARK FINANCIAL SERVICE | SERRATELLI FINANCIAL GROUP | ROCKY MOUNTAIN WEALTH ADVISORS | RANCHO PRIVATE WEALTH | PROVIDENCE WEALTH ADVISORS | PLATINUM WEALTH GROUP | PATTERSON FINANCIAL SOLUTIONS | PARKVIEW WEALTH ADVISORS | NUCLEUS FINANCIAL GROUP | MARCH FORWARD | LONGHORN FINANCIAL | KLK CAPITAL MANAGEMENT, LLC | KEY ADVISORS WEALTH MANAGEMENT LLC | INVENTA WEALTH ADVISORS | INPAC WEALTH SOLUTIONS | ICONA WEALTH | HARDING FINANCIAL & INSURANCE | GROVE WEALTH ADVISORS | GRIFFIN WEALTH PARTNERS | GRADY CAPITAL GROUP | GOMEZ CORP | GLOBAL WEALTH PARTNERS, INC. | GLIDE FINANCIAL GROUP | GEN 1 FINANCIAL | FULCRUM INVESTMENT SERVICES | FIRST FINANCIAL CENTER OF DALLAS | FINANCIAL RESOURCES INC. | EVERGREEN ADVISOR GROUP | DIVERSIFY, INC. | DIVERSIFY ADVISORY SERVICES, LLC | DIVERSIFY ADVISOR NETWORK | CITY CENTER WEALTH ADVISORS | CIPOLLA FINANCIAL ADVISORS | CAPATA FINANCIAL | BUTLER FINANCIAL ADVISORS | BRIDGE EQUITIES | BOSTON WEALTH ADVISOR GROUP | ASHLAND PACIFIC | ANIMAS CAPITAL MANAGEMENT LLC
CRD#: 326060 / SEC#: 801-128675
RIA
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Contact information
Main Address
9017 S Riverside Dr. Suite 210, Sandy, UT 84070
Mailing Address
Phone number
(801) 890-7577
Established
Firm type
Fiscal year end
# of Employees
171
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,318 |
| AUM (Assets Under Management) | $ 3,206,698,268 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
