Johnathan M. Redmaster
CETERA INVESTMENT ADVISERS LLC
FORT WAYNE, IN 46825
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CRD#: 5866489
Professional summary
Johnathan Michael Redmaster, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Fort Wayne, Indiana and CETERA WEALTH SERVICES, LLC located in Fort Wayne, Indiana.
Johnathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Johnathan has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(dba) FINANCIAL FOCUS; Investment Related; 10305 Dawson's Creek Blvd, Suite E, Ft Wayne, IN 46825; Insurance and Financial Services; Financial Planner/Agent; Start Date 06/2018; 160 hours per month with most of those hours occurring during trading hours; I sell annuities and other insurance products (Life/Health and Long-Term Care). >> STATE OF INDIANA; Non-Investment Related; 200 W Washington St, Indianapolis, IN 46204; Other; Lay Member; Start Date 08/2018; 8 hours per month; Oversight and study of pension managers - meet and study issues affecting Indiana Pension. >> ARMOR OF GOD INC; Non-Investment Related; Fort Wayne, IN 46825; Other; Board Member; Start Date 01/2023; 10 hours per month with no hours per month during trading hours; As treasurer my responsibilities include paying bills, writing checks, providing info related to the entity and tax filings.
CRS (Client Relationship Summary) - RIA
Click below to view Johnathan Michael Redmaster's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
February 20, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 10305 Dawson's Creek Blvd. Suite E, Fort Wayne, IN 46825RIA
CRD#: 105644
FORT WAYNE, IN
Current
February 20, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 10305 Dawson's Creek Blvd. Suite E, Fort Wayne, IN 46825BD
CRD#: 13572
Fort Wayne, IN
Past
June 21, 2018 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
Fort Wayne, IN
Past
June 21, 2018 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
Fort Wayne, IN
Past
January 8, 2015 - June 25, 2018
USA FINANCIAL SECURITIES LLC
RIA
CRD#: 103857
FORT WAYNE, IN
Past
January 8, 2015 - June 25, 2018
USA FINANCIAL SECURITIES LLC
BD
CRD#: 103857
FORT WAYNE, IN
Past
August 5, 2011 - January 12, 2015
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
FORT WAYNE, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/20/2025)
RR
District of Columbia(2/20/2025)
RR
Florida(2/20/2025)
RR
Indiana(2/20/2025)
IAR
Indiana(2/20/2025)
RR
Maryland(2/20/2025)
RR
Michigan(2/20/2025)
RR
Missouri(3/7/2025)
RR
New Jersey(2/20/2025)
RR
North Carolina(2/20/2025)
RR
Ohio(2/20/2025)
RR
South Carolina(2/20/2025)
RR
Tennessee(3/13/2025)
RR
Wisconsin(3/7/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/29/2018
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
