Cesar Ivan Iii Cazares Cuevas
Professional Summary
Cesar Ivan Iii Cazares Cuevas, who also goes by Cesar IVan Cazares III, Cesar Ivan III Cazares, is a registered financial advisor currently at MONEX SECURITIES, INC. located in Houston, Texas. Cesar is registered as a RR (Registered Representative) and started their career in finance in 2011. Cesar has worked at 1 firm and has passed the Series 66, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Cesar Ivan Cazares Iii, Cesar Ivan Iii Cazares
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
15 years in the financial services industry
Current & Past Employments
Current
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Current Firm
CBI INTERNATIONAL SECURITIES, INC. | MONEX SECURITIES, INC.
Contact Information
Main Address
440 Louisiana Street, Suite 1240, Houston, TX 77002Mailing Address
440 Louisiana Street, Suite 1240, Houston, TX 77002Phone Number
(713) 877-8234Established
Delaware since 01/31/1992Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (11 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/14/2012)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Cesar Ivan Iii Cazares Cuevas's CRS (Customer Relationship Summary).
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