PE
Pamela S. Espinosa
KESTRA ADVISORY SERVICES
Albuquerque, NM 87109
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CRD#: 5865661
PE
Professional summary
Pamela Sue Espinosa, who also goes by Pamela Sue Davis, Pamela Deweber, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Albuquerque, New Mexico and KESTRA INVESTMENT SERVICES, LLC located in Albuquerque, New Mexico.
Pamela is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Pamela has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Pamela Sue Davis | Pamela Deweber
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Davis Advisory Group, LLC Investment Related: Yes Address: 100 Sun Ave. NE Suite 204 Albuquerque NM 87109 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Manager, Member of Davis Advisory Group, LLC IAR and Insurance Agent Start Date: 11/1/2017 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Developing financial plans, managing client investment accounts, and developing and selling insurance plans including life insurance, long term care, fixed annuities and Medicare SupplementsBusiness Name: KestraAdvisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway, Building 2 Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 11/1/2017 Hours per month: 31% - 40% (49 - 64 hours) Hours per month during trading hours: 31% - 40% (43 - 56 hours) Duties: Investment Advisory Representative offering financial planning and fee based managed accounts
CRS (Client Relationship Summary) - RIA
Click below to view Pamela Sue Espinosa's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 1, 2017 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 5130 Masthead St. Suite C, Albuquerque, NM 87109RIA
CRD#: 283330
Albuquerque, NM
Current
November 1, 2017 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 100 Sun Avenue Ne Suite 600, Albuquerque, NM 87109BD
CRD#: 42046
Albuquerque, NM
Past
May 25, 2011 - November 2, 2017
SII INVESTMENTS, INC.
RIA
CRD#: 2225
ALBUQUERQUE, NM
Past
April 7, 2011 - November 2, 2017
SII INVESTMENTS, INC.
BD
CRD#: 2225
ALBUQUERQUE, NM
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/29/2019)
RR
California(11/1/2017)
RR
Colorado(11/1/2017)
RR
District of Columbia(11/1/2017)
RR
Idaho(3/15/2021)
RR
Illinois(11/1/2017)
RR
Montana(11/6/2017)
RR
Nevada(11/1/2017)
RR
New Jersey(1/18/2018)
RR
New Mexico(11/1/2017)
IAR
New Mexico(11/2/2017)
RR
New York(11/1/2017)
RR
North Carolina(9/27/2018)
RR
Ohio(5/24/2019)
RR
Oklahoma(11/1/2017)
RR
South Carolina(8/20/2020)
RR
Texas(11/1/2017)
IAR
Texas(11/1/2017)
RR
Utah(5/18/2018)
RR
Virginia(11/1/2017)
RR
Washington(5/28/2019)
RR
Wyoming(12/3/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Albuquerque, NM 87109TRUST BUT VERIFY
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