JH
Jeremiah W. Harston
LOCKSHIELD PARTNERS
Glasgow, KY 42141
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CRD#: 5863764
JH
Professional summary
Jeremiah Warren Harston is a registered financial advisor currently at LOCKSHIELD PARTNERS, INC. located in Glasgow, Kentucky.
Jeremiah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Jeremiah has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 05/21/2012: CAPITAL BENEFITS GROUP, LLC - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - NO TIME SPENT - INS TYPE: HEALTH
(2) 11/29/2012: HARSTON PROPERTIES, LLC - INV REL - 124 ELM STREET, WEINER, AR 72479 - REAL ESTATE RENTAL - 1% OF TIME SPENT - CO-OWNER
(3) 12/04/2012: WILDCAT DUCK CLUB, LLC - NOT INV REL - HUNTING CLUB - 1% OF TIME SPNET - OWNER: I OPERATE A SMALL DUCK HUNTING CLUB IN ARKANSAS
(4) 04/20/2015 - LOCKSHIELD PARTNERS - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 04/09/2015 - 8 HR/MO 120 DURING SECS TRDG HRS (100% OF TIME SPENT)
(5) 04/28/2015: LOCKSHIELD PARTNERS, INC - INV REL - AT REPORTED BUSINESS LOCATION(S) - LOCKSHIELD PARTNERS, INC: REGISTERED INVESTMENT ADVISOR - START 04/09/2015 - 100% OF TIME SPNET - INVESTMENT ADVISER REPRESENTATIVE
(6) 07/25/2011: LPL FINANCIAL LLC - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - REGISTERED BROKER DEALER - STARTED 07/25/2011 - TIME SPENT 40% - REGISTERED REPRESENTATIVE.
(7) Insurance Agent - Bowling Green, KY - Insurance - Started 07/2011 Time spent 2 HRS/MO - Insurance Agent
CRS (Client Relationship Summary) - RIA
Click below to view Jeremiah Warren Harston's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 29, 2015 - Present
LOCKSHIELD PARTNERS, INC.
Office #1: 301 South Broadway, Glasgow, KY 42141RIA
CRD#: 175433
Glasgow, KY
Past
July 29, 2011 - May 4, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
GLASGOW, KY
Past
July 25, 2011 - December 17, 2019
LPL FINANCIAL LLC
BD
CRD#: 6413
GLASGOW, KY
Past
February 2, 2011 - July 7, 2011
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
BOWLING GREEN, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LP
LOCKSHIELD PARTNERS, INC.
LOCKSHIELD PARTNERS, INC.
CRD#: 175433 / SEC#: 801-116877
RIA
Registered Investment Advisory firm - (7/2/2019 Approved)Kentucky
Registered Investment Advisory firm - (10/3/2019 Terminated)Tennessee
Registered Investment Advisory firm - (9/24/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kentucky(5/29/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
LP
LOCKSHIELD PARTNERS, INC.
LOCKSHIELD PARTNERS, INC.
CRD#: 175433 / SEC#: 801-116877
RIA
Registered Investment Advisory firm - (7/2/2019 Approved)Kentucky
Registered Investment Advisory firm - (10/3/2019 Terminated)Tennessee
Registered Investment Advisory firm - (9/24/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
301 South Broadway, Glasgow, KY 42141
Mailing Address
Phone number
(270) 629-2046
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,567 |
| AUM (Assets Under Management) | $ 245,759,047 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LOCKSHIELD PARTNERS, INC.
CRD#: 175433Glasgow, KY 42141TRUST BUT VERIFY
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