Jared M. Needelman
Professional summary
Jared Monroe Needelman is a registered financial professional currently at ARETE WEALTH MANAGEMENT, LLC located in Farmington, Connecticut.
Jared is registered as a RR (Registered Representative) and started their career in finance in 2010. Jared has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jared Monroe Needelman's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 29, 2018 - Present
ARETE WEALTH MANAGEMENT, LLC
Office #1: 74 Batterson Park Road Suite 103, Farmington, CT 06032August 20, 2014 - April 4, 2018
OSAIC WEALTH, INC.
October 2, 2012 - May 15, 2013
MML INVESTORS SERVICES, LLC
December 1, 2010 - September 26, 2012
VOYA FINANCIAL PARTNERS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/29/2018)
Exams
FINRA
Current Firm
ARETE WEALTH MANAGEMENT, LLC
CRD#: 44856 / SEC#: , 8-50854
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ARETE WEALTH INC | DIRECT OWNER | |
| BULLA, CHRISTIAN ALEXANDER | MUNICIPAL SECURITIES PRINCIPAL | 7067640 |
| CHUNG, UNBO | CHIEF COMPLIANCE OFFICER / AML COMPLIANCE OFFICER | 6208569 |
| HOCK, DAVID CARL | CHIEF FINANCIAL OFFICER / FINANCIAL & OPERATIONS PRINCIPAL (FINOP) | 2246268 |
| RAYNER, MICAH HARDING | REGISTERED OPTIONS PRINCIPAL | 6252596 |
| ROGERS, JOSHUA DEAN | CHIEF EXECUTIVE OFFICER | 3163818 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
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