Allen B. Woodard

NORTHERN MONARCH CAPITAL LLC

Spearfish, SD

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CRD#: 5862845

Professional summary

Allen Brown Woodard is a registered financial advisor currently at NORTHERN MONARCH CAPITAL LLC located in Spearfish, South Dakota.

Allen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Allen has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Allen Brown Woodard's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 26, 2025 - Present

NORTHERN MONARCH CAPITAL LLC

RIA

CRD#: 332937

Spearfish, SD

Past

November 4, 2010 - November 12, 2024

SABIN INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 143629

Gig Harbor, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/24/2025)

IAR

South Dakota
(4/23/2025)

IAR

Washington
(2/26/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/20/2010

Uniform Investment Adviser Law Examination

Current Firm

NORTHERN MONARCH CAPITAL LLC

CRD#: 332937 / SEC#:

California

Registered Investment Advisory firm - (3/24/2025 Approved)

South Dakota

Registered Investment Advisory firm - (4/23/2025 Approved)

Texas

Registered Investment Advisory firm - (3/28/2025 Approved)

Washington

Registered Investment Advisory firm - (2/26/2025 Approved)

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Contact information

Main Address

Fox Island, WA

Mailing Address

Po Box 648, Fox Island, WA 98333

Phone number

(253) 495-0080

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Allen B. Woodard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Allen Brown Woodard's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHERN MONARCH CAPITAL LLC

SABIN INVESTMENT MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/20/2010

Current Firm

NORTHERN MONARCH CAPITAL LLC

Contact information

Documents

Red Flags

Company Information

NORTHERN MONARCH CAPITAL LLC

TRUST BUT VERIFY

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