Scott J. Pearring

SEEK FIRST

Campbell, CA 95008

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CRD#: 5860998

Professional summary

Scott Jason Pearring, CFP® is a registered financial advisor currently at SEEK FIRST INC. located in Campbell, California.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Scott has worked at 3 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Pearring is an insurance agent appointed with various insurance companies to receive trail commissions but will not write new policies.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Jason Pearring's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

March 16, 2021 - Present

SEEK FIRST INC.

Office #1: 1999 South Bascom Ave, Suite 700, Campbell, CA 95008

RIA

CRD#: 312546

Campbell, CA

Past

May 16, 2018 - April 8, 2021

EXPAND FINANCIAL GROUP, LLC

RIA

CRD#: 293160

Campbell, CA

Past

August 24, 2011 - May 7, 2018

G. A. REPPLE & COMPANY

CRD#: 17486

SANTA MONICA, CA

Past

January 17, 2011 - May 7, 2018

G. A. REPPLE & COMPANY

RIA

CRD#: 17486

SANTA MONICA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SEEK FIRST INC.

SEEK FIRST INC. | SEEK FIRST INVESTMENTS

CRD#: 312546 / SEC#: 801-128770

RIA

Registered Investment Advisory firm - (9/21/2023 Approved)

California

Registered Investment Advisory firm - (11/10/2023 Terminated)

Washington

Registered Investment Advisory firm - (11/15/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/16/2021)

IAR

Texas
(4/2/2025)

IAR

Washington
(6/8/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/20/2011

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/14/2011

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 5/7/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/23/2011

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/1/2015

General Securities Principal Examination

Current Firm

SEEK FIRST INC.

SEEK FIRST INC. | SEEK FIRST INVESTMENTS

CRD#: 312546 / SEC#: 801-128770

RIA

Registered Investment Advisory firm - (9/21/2023 Approved)

California

Registered Investment Advisory firm - (11/10/2023 Terminated)

Washington

Registered Investment Advisory firm - (11/15/2023 Terminated)

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Contact information

Main Address

1999 South Bascom Ave Suite 700, Campbell, CA 95008

Mailing Address

Phone number

(866) 398-4044

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SEEK FIRST INVESTMENTS ADV PART 2A (3/19/2025)

Regulatory assets under management

Total Number of Accounts	464
AUM (Assets Under Management)	$ 202,666,684

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott J. Pearring

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Jason Pearring's CRS (Customer Relationship Summary).

Certified licenses

Experience

EXPAND FINANCIAL GROUP, LLC

G. A. REPPLE & COMPANY

G. A. REPPLE & COMPANY

Primary Firm SEC Registration

SEEK FIRST INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/20/2011

Series 65

Date: 1/14/2011

SIE

Date: 5/7/2018

Series 7

Date: 8/23/2011

Series 24

Date: 9/1/2015

Current Firm

SEEK FIRST INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SEEK FIRST INC.

TRUST BUT VERIFY

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