Daniel Aguillon
Professional summary
Daniel Aguillon, who also goes by Daniel Joseph Aguillon, is a registered financial professional currently at KESTRA INVESTMENT SERVICES, LLC located in Tempe, Arizona.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2011. Daniel has worked at 6 firms and has passed the SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Aguillon's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 25, 2026 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 63 S. Rockford Dr. Ste 100, Tempe, AZ 85288September 1, 2023 - August 21, 2025
OSAIC WEALTH, INC.
October 2, 2017 - September 1, 2023
OSAIC SERVICES, INC.
April 21, 2014 - May 5, 2017
LPL FINANCIAL LLC
February 19, 2013 - November 5, 2013
INVESTORS CAPITAL CORP.
April 5, 2011 - September 19, 2011
NEXT FINANCIAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
KESTRA INVESTMENT SERVICES, LLC
CRD#: 42046 / SEC#: , 8-49672
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KESTRA FINANCIAL, INC | SOLE MEMBER | |
| AMORE, JOHN VINCENT | PRESIDENT | 5430932 |
| CHESTER, KRISTEN LAWLESS | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | 6896952 |
| KANT, VINAY | CHIEF DIGITAL TECHNOLOGY OFFICER | 7976827 |
| PEDLOW, MICHAEL ROSS | CHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT | 4871563 |
| POER, JAMES LYNN | CHIEF EXECUTIVE OFFICER | 1983357 |
| SCHOENBECK, MARK PAUL | EXECUTIVE VICE PRESIDENT | 2625829 |
| YIN, YIN | CONTROLLER | 3219513 |
| ZEGERS, SCOTT MATTHEW | CHIEF FINANCIAL OFFICER | 4831659 |
Disclosures
| Regulatory Event | 14 |
| Arbitration | 2 |
Red Flags
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