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Hernando Montero

CRD# 5859448·Registered 2012 - 2019
Previously Registered: Being a previously registered professional could mean that Hernando is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Hernando Montero, who also goes by Hernando Jose Montero, Hernando Montero Salazar, was a registered financial advisor. Hernando was a previously registered financial professional and started their career in finance 2012 - 2019. Hernando had worked at 2 firms and has passed the SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Hernando Jose Montero, Hernando Montero Salazar

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

14 years in the financial services industry

Current & Past Employments

STOEVER, GLASS & COMPANY INC.·CRD# 7031
BD
New York, NY
February 5, 2019 - December 26, 2019
STOEVER, GLASS & COMPANY INC.·CRD# 7031
BD
New York, NY
May 22, 2017 - May 25, 2018
SAMUEL A. RAMIREZ & COMPANY, INC.·CRD# 6963
BD
New York, NY
October 2, 2012 - April 6, 2015

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Current Firm

SG
STOEVER, GLASS & COMPANY INC.

STOEVER, GLASS & COMPANY INC. | STOEVER,GLASS & COMPANY INC.

CRD#: 7031 / SEC#: 8-19273
BD
Terminated by SEC on 07/30/2025

Contact Information

Established

New York since 05/05/1964

Firm Type

Corporation

Fiscal Year End

May

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
STOEVER GLASS HOLDING COMPANY, INC.OWNER—
CARRIGG, MICHAEL FRANCISCEO1061325
CARRIGG, MICHAEL FRANCISPRINCIPAL FINANCIAL OFFICER1061325
MORGAN, JOHN BLACKCCO339962

Disclosures

Regulatory Event

17

Arbitration

3

Financial

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed May 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 2012About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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