John Black Morgan
Professional Summary
John Black Morgan was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1970 - 2025. John had worked at 20 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 3, Series 15, Series 5, PC, Series 7, Series 1, Series 10, Series 9, Series 8, Series 27, Series 14, Series 53, Series 12, Series 4 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
56 years in the financial services industry
Current & Past Employments
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Current Firm
STOEVER, GLASS & COMPANY INC. | STOEVER,GLASS & COMPANY INC.
Contact Information
Established
New York since 05/05/1964Firm Type
CorporationFiscal Year End
MayFirm Size
SmallDocuments
Direct owners and executive officers
Disclosures
Regulatory Event
17Arbitration
3Financial
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 15 — Foreign Currency Options Examination
Passed Dec 1982Series 5 — Interest Rate Options Examination
Passed Nov 1981PC — AMEX Put and Call Exam
Passed Aug 1980Series 1 — Registered Representative Examination
Passed Aug 1970Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2023About the Series 9 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Dec 1993Series 12 — NYSE Branch Manager Examination
Passed Jul 1981Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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