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JW

Joseph P. Walker

BLUE SAND SECURITIES LLC
KENSIGNTON, MD 20895
Some features on this profile are disabled
CRD#: 5859403
JW

Professional summary

Joseph Peter Walker, who also goes by Joe Walker, is a registered financial professional currently at BLUE SAND SECURITIES LLC located in Kensignton, Maryland.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 2013. Joseph has worked at 1 firm and has passed the Series 63, Series 7TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Joe Walker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Peter Walker's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 20, 2021 - Present

BLUE SAND SECURITIES LLC

Office #1: 4034 Glenridge Street, Kensignton, MD 20895
BD
CRD#: 142976
KENSIGNTON, MD
Past

September 23, 2013 - March 2, 2016

BLUE SAND SECURITIES LLC

BD
CRD#: 142976
Alexandria, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Delaware
(11/17/2021)
RR
District of Columbia
(10/20/2021)
RR
Florida
(10/20/2021)
RR
Illinois
(11/17/2021)
RR
Maryland
(10/20/2021)
RR
Massachusetts
(11/17/2021)
RR
New Jersey
(11/17/2021)
RR
New York
(11/17/2021)
RR
Texas
(11/17/2021)
RR
Virginia
(11/17/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 11/17/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 10/20/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/27/2021
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/23/2013
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

BS
BLUE SAND SECURITIES LLC
BLUE SAND SECURITIES LLC | BSC SECURITIES LLC

CRD#: 142976 / SEC#: , 8-67514

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
4034 Glenridge Street, Kensignton, MD 20895
Mailing Address
4034 Glenridge Street, Kensington, MD 20895
Phone number
(212) 810-4321
Established
Delaware since 08/31/2006
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BLUE SAND CAPITAL LLCSOLE OWNER
COONEY, MICHAEL ANTHONYMANAGING MEMBER; GENERAL SECURITIES PRINCIPAL2530742
CROTTY, SHANNON ROSECHIEF COMPLIANCE OFFICER4607010
HELLER, JEFFREY PHILIPCHIEF FINANCIAL OFFICER; FINANCIAL AND OPERATIONAL PRINCIPAL3139370

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BLUE SAND SECURITIES LLC

CRD#: 142976Kensignton, MD 20895

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