Rodolfo Castilla
Professional Summary
Rodolfo Castilla is a registered financial advisor currently at INSIGNEO ADVISORY SERVICES, LLC and INSIGNEO SECURITIES, LLC. Rodolfo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Rodolfo has worked at 4 firms and has passed the Series 66, SIE, Series 7, Series 9 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
FINALIS SECURITIES LLC
OSAIC WEALTH, INC.
OSAIC WEALTH, INC.
AIMCDONNAUGH & CO. INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
FINALIS SECURITIES LLC
OSAIC WEALTH, INC.
OSAIC WEALTH, INC.
AIMCDONNAUGH & CO. INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
FINALIS SECURITIES LLC
OSAIC WEALTH, INC.
OSAIC WEALTH, INC.
AIMCDONNAUGH & CO. INC.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
FINALIS SECURITIES LLC
OSAIC WEALTH, INC.
OSAIC WEALTH, INC.
AIMCDONNAUGH & CO. INC.
Years of Experience
16 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
FINALIS SECURITIES LLC
OSAIC WEALTH, INC.
OSAIC WEALTH, INC.
AIMCDONNAUGH & CO. INC.
Current Firm
1202 WEALTH MANAGEMENT | TRANSATLANTIC INVESTMENT PARTNERS, LLC | THE PRIVATE WEALTH GROUP | THE BAY WEALTH GROUP | THE AMERICAS FINANCIAL GROUP | TENET GLOBAL ADVISORS | STONE CAPITAL MANAGEMENT | SAILBRIDGE WEALTH MANAGEMENT | RONIN CAPITAL | REL CAPITAL ADVISORS | PRUDENT WEALTH ADVISERS | PLUTUS PRIVATE WEALTH | PHOENIX PRIVATE CLIENT GROUP | MVR WEALTH MANAGEMENT | MVP WEALTH MANAGEMENT | LEGACY ADVISORY GROUP | INSIGNEO ADVISORY SERVICES, LLC | HONEST WEALTH, LLC | HILLGUARD WEALTH MANAGEMENT LLC | GREEN GROVE WEALTH MANAGEMENT, LLC | GLOBAL INVESTOR ADVISORY SERVICES, LLC | GAP WEALTH MANAGEMENT | FORTIS PRIVATE WEALTH ADVISORS | FIORE CAPITAL ADVISOR LLC | EMERALD WEALTH ADVISORS | DM WEALTH MANAGEMENT GROUP | DIAZ-BAZAN ASSET MANAGEMENT LLC | DIAZ-BAZAN ASSET MANAGEMENT | CARRILLO WEALTH MANAGEMENT | BORRELI CAPITAL MANAGEMENT | BAYFRONT GROUP, LLC | AVENTURA PRIVATE WEALTH, LLC | ARS PRIVATE WEALTH MANAGEMENT, LLC | AIRES CAPITAL ADVISORS, LLC | AC GLOBAL INVESTMENT PARTNERS | A PLUS CAPITAL,LLC
Contact Information
Main Address
1221 Brickell Avenue 27th Floor, Miami, FL 33131Phone Number
(305) 373-9000# of Employees
223SEC notice filing (35 States and Territories)
Registered to provide investment advisory services in 35 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
5,107AUM (Assets Under Management)
$5,162,797,048Similar Advisors
FINALIS SECURITIES LLC
OSAIC WEALTH, INC.
OSAIC WEALTH, INC.
AIMCDONNAUGH & CO. INC.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
FINALIS SECURITIES LLC
OSAIC WEALTH, INC.
OSAIC WEALTH, INC.
AIMCDONNAUGH & CO. INC.
Primary Firm SEC Registration
1202 WEALTH MANAGEMENT | TRANSATLANTIC INVESTMENT PARTNERS, LLC | THE PRIVATE WEALTH GROUP | THE BAY WEALTH GROUP | THE AMERICAS FINANCIAL GROUP | TENET GLOBAL ADVISORS | STONE CAPITAL MANAGEMENT | SAILBRIDGE WEALTH MANAGEMENT | RONIN CAPITAL | REL CAPITAL ADVISORS | PRUDENT WEALTH ADVISERS | PLUTUS PRIVATE WEALTH | PHOENIX PRIVATE CLIENT GROUP | MVR WEALTH MANAGEMENT | MVP WEALTH MANAGEMENT | LEGACY ADVISORY GROUP | INSIGNEO ADVISORY SERVICES, LLC | HONEST WEALTH, LLC | HILLGUARD WEALTH MANAGEMENT LLC | GREEN GROVE WEALTH MANAGEMENT, LLC | GLOBAL INVESTOR ADVISORY SERVICES, LLC | GAP WEALTH MANAGEMENT | FORTIS PRIVATE WEALTH ADVISORS | FIORE CAPITAL ADVISOR LLC | EMERALD WEALTH ADVISORS | DM WEALTH MANAGEMENT GROUP | DIAZ-BAZAN ASSET MANAGEMENT LLC | DIAZ-BAZAN ASSET MANAGEMENT | CARRILLO WEALTH MANAGEMENT | BORRELI CAPITAL MANAGEMENT | BAYFRONT GROUP, LLC | AVENTURA PRIVATE WEALTH, LLC | ARS PRIVATE WEALTH MANAGEMENT, LLC | AIRES CAPITAL ADVISORS, LLC | AC GLOBAL INVESTMENT PARTNERS | A PLUS CAPITAL,LLC
State Registrations and Notice Filings
(4/2/2020)
(1/8/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 9 — General Securities Sales Supervisor - Options Module Examination
Passed Aug 2012About the Series 9 examSRO Registrations
Similar Advisors
FINALIS SECURITIES LLC
OSAIC WEALTH, INC.
OSAIC WEALTH, INC.
AIMCDONNAUGH & CO. INC.
CRS (Client Relationship Summary) - RIA
Click below to view Rodolfo Castilla's CRS (Customer Relationship Summary).
Similar Advisors
FINALIS SECURITIES LLC
OSAIC WEALTH, INC.
OSAIC WEALTH, INC.
AIMCDONNAUGH & CO. INC.