Mohamed N. Keita

AIMCDONNAUGH & CO.

baldwin, NY 11510

Some features on this profile are disabled

CRD#: 5857822

Professional summary

Mohamed Ndian Keita, who also goes by Mohamed N. Keita, Mohamed N Keita, is a registered financial advisor currently at AIMCDONNAUGH & CO. INC. located in Baldwin, New York and MCDONNAUGH SECURITIES LLC located in Baldwin, New York.

Mohamed is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Mohamed has worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 24 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mohamed N. Keita | Mohamed N Keita

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MCDONNAUGH SECURITIES, LLC; INVESTMENT-RELATED; 2425 GRAND AVE, BALDWIN, NY 11510; SECURITIES BROKER-DEALER; REGISTERED REPRESENTATIVE; START 09/05/2020; 160 HOURS PER MONTH DURING SECURITIES TRADING HOURS; TRADE SECURITIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mohamed Ndian Keita's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 21, 2024 - Present

AIMCDONNAUGH & CO. INC.

Office #1: 2425 Grand Ave, Baldwin, NY 11510

RIA

CRD#: 124512

baldwin, NY

Current

January 2, 2021 - Present

MCDONNAUGH SECURITIES LLC

Office #1: 2425 Grand Ave., Baldwin, NY 11510

CRD#: 290233

Baldwin, NY

Past

August 13, 2020 - October 12, 2020

JOSEPH STONE CAPITAL L.L.C.

CRD#: 159744

NEW YORK, NY

Past

September 4, 2019 - February 13, 2020

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

WHITE PLAINS, NY

Past

July 16, 2019 - February 13, 2020

PRUCO SECURITIES, LLC.

CRD#: 5685

WHITE PLAINS, NY

Past

November 22, 2016 - July 25, 2017

EQUITABLE ADVISORS, LLC

CRD#: 6627

WOODBURY, NY

Past

June 28, 2011 - July 12, 2011

OBSIDIAN FINANCIAL GROUP, LLC

CRD#: 104255

WOODBURY, NY

Past

December 15, 2010 - May 3, 2011

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

New York
(6/21/2024)

New York
(7/11/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 7/11/2025

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 8/3/2023

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 7/25/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/22/2016

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/30/2021

General Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 4/12/2021

Financial and Operations Principal Examination

SRO Registrations

FINRA

Current Firm

AIMCDONNAUGH & CO. INC.

CRD#: 124512 / SEC#:

Florida

Registered Investment Advisory firm - (4/24/2025 Approved)

New York

Registered Investment Advisory firm - (3/16/2022 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2425 Grand Ave, Baldwin, NY 11510

Mailing Address

2425 Grand Ave, Baldwin, NY 11510

Phone number

(516) 442-1071

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	50
AUM (Assets Under Management)	$ 5,900,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Randy Brickman

PARK AVENUE SECURITIES LLC

IAR

NORTH WOODMERE, NY

Jason Gilbert

RGA INVESTMENT ADVISORS, LLC

IAR

Great Neck, NY

Peter Dubin

LPL FINANCIAL LLC

IAR

Valley, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Mohamed N. Keita

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mohamed Ndian Keita's CRS (Customer Relationship Summary).

Certified licenses

Experience

MCDONNAUGH SECURITIES LLC

JOSEPH STONE CAPITAL L.L.C.

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

EQUITABLE ADVISORS, LLC

OBSIDIAN FINANCIAL GROUP, LLC

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/11/2025

Series 65

Date: 8/3/2023

SIE

Date: 7/25/2017

Series 7

Date: 11/22/2016

Series 24

Date: 12/30/2021

Series 27

Date: 4/12/2021

FINRA

Current Firm

AIMCDONNAUGH & CO. INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

AIMCDONNAUGH & CO. INC.

TRUST BUT VERIFY

Similar Advisors