Karan Gupta
Professional summary
Karan Gupta is a registered financial professional currently at FUTU CLEARING INC located in Jersey City, New Jersey.
Karan is registered as a RR (Registered Representative) and started their career in finance in 2017. Karan has worked at 10 firms and has passed the SIE, Series 7, Series 57 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Karan Gupta's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 12, 2026 - Present
FUTU CLEARING INC
Office #1: 185 Hudson St - 5 Harborside Ste. 2602, Jersey City, NJ 07311September 5, 2023 - May 6, 2026
CLSA AMERICAS, LLC
September 5, 2023 - May 6, 2026
CITIC SECURITIES INTERNATIONAL USA, LLC
May 31, 2022 - June 30, 2023
TULLETT PREBON FINANCIAL SERVICES LLC
May 31, 2022 - June 30, 2023
ICAP SECURITIES USA LLC
May 31, 2022 - September 6, 2023
TP ICAP GLOBAL MARKETS AMERICAS LLC
May 31, 2022 - September 6, 2023
LIQUIDNET, INC.
April 24, 2019 - May 18, 2022
SANFORD C. BERNSTEIN & CO., LLC
February 2, 2017 - February 15, 2018
MATRIX EXECUTIONS, LLC
February 2, 2017 - February 13, 2019
VIRTU ITG LLC
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
FUTU CLEARING INC
CRD#: 298769 / SEC#: , 8-70215
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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