Karan Gupta
Professional summary
Karan Gupta is a registered financial professional currently at CLSA AMERICAS, LLC located in New York, New York and CITIC SECURITIES INTERNATIONAL USA, LLC located in New York, New York.
Karan is registered as a RR (Registered Representative) and started their career in finance in 2017. Karan has worked at 9 firms and has passed the SIE, Series 7, Series 57 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Karan Gupta's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 5, 2023 - Present
CLSA AMERICAS, LLC
Office #1: 1155 Avenue Of The Americas 17th Floor, New York, NY 10036September 5, 2023 - Present
CITIC SECURITIES INTERNATIONAL USA, LLC
Office #1: 1155 Avenue Of The Americas 17th Floor, New York, NY 10036May 31, 2022 - June 30, 2023
TULLETT PREBON FINANCIAL SERVICES LLC
May 31, 2022 - June 30, 2023
ICAP SECURITIES USA LLC
May 31, 2022 - September 6, 2023
TP ICAP GLOBAL MARKETS AMERICAS LLC
May 31, 2022 - September 6, 2023
LIQUIDNET, INC.
April 24, 2019 - May 18, 2022
SANFORD C. BERNSTEIN & CO., LLC
February 2, 2017 - February 15, 2018
MATRIX EXECUTIONS, LLC
February 2, 2017 - February 13, 2019
VIRTU ITG LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
FINRA
Investors' Exchange LLC
MEMX LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
CITIC SECURITIES INTERNATIONAL USA, LLC
CRD#: 158266 / SEC#: , 8-68887
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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