Lisa B. Stanton
Professional summary
Lisa B Stanton is a registered financial professional currently at ALPS DISTRIBUTORS, INC. located in Larkspur, California.
Lisa is registered as a RR (Registered Representative) and started their career in finance in 2011. Lisa has worked at 3 firms and has passed the Series 63, Series 7TO, SIE, Series 3, Series 7, Series 30 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lisa B Stanton's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 28, 2026 - Present
ALPS DISTRIBUTORS, INC.
Office #1: 60 E. Sir Francis Drake Blvd Suite 200, Larkspur, CA 94939October 17, 2012 - July 15, 2019
FUNDS DISTRIBUTOR, LLC
January 27, 2011 - December 13, 2011
BLACKROCK FUND DISTRIBUTION COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 7/27/2026
General Securities Representative ExaminationFINRA
Current Firm
ALPS DISTRIBUTORS, INC.
CRD#: 16853 / SEC#: , 8-34626
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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