Jonathan W. Iraggi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan William Iraggi, who also goes by Jon Iraggi, was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 2011. Jonathan had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 10, 2017 - August 2, 2018
NATIONAL SECURITIES CORPORATION
January 4, 2016 - August 2, 2017
GARDEN STATE SECURITIES, INC.
August 21, 2012 - December 28, 2015
SPARTAN CAPITAL SECURITIES, LLC
May 31, 2012 - August 23, 2012
PORTFOLIO ADVISORS ALLIANCE, LLC
April 4, 2012 - June 25, 2012
AMERICAN CAPITAL PARTNERS, LLC
May 27, 2011 - April 18, 2012
PORTFOLIO ADVISORS ALLIANCE, LLC
February 22, 2011 - April 19, 2011
SPARTAN CAPITAL SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
