LR
Lee M. Rand
SUN MOUNTAIN CAPITAL ADVISORS
Santa Fe, NM 87505
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CRD#: 5857152
LR
Professional summary
Lee Michael Rand is a registered financial advisor currently at SUN MOUNTAIN CAPITAL ADVISORS, LLC located in Santa Fe, New Mexico.
Lee is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Lee has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1-SUN MOUNTAIN CAPITAL PARTNERS LLC, WHICH IS INVESTMENT RELATED, AT 301 GRIFFIN STREET, SANTA FE, NM 87501, IS THE GENERAL PARTNER OF A POOLED INVESTMENT VEHICLE, OF WHICH I AM A MEMBER, STARTING JANUARY 2009, DEVOTING HOURS AS NEEDED DURING THE WORKING DAY, PERFORMING DUTIES OF A MEMBER. IN ADDITION, I AM A DIRECTOR OF JACKRABBIT SYSTEMS, INC. AND SKORPIOS TECHNOLOGIES, INC. WHICH ARE PORTFOLIO COMPANIES IN THE POOLED INVESTMENT VEHICLE OF WHICH I AM A MEMBER OF THE GENERAL PARTNER.
2-SUN MOUNTAIN CAPITAL LLC, WHICH IS INVESTMENT RELATED, AT 301 GRIFFIN STREET, SANTA FE, NM 87501, AND IS THE MANAGER OF A POOLED INVESTMENT VEHICLE, OF WHICH I AM A MEMBER, STARTING JANUARY 2010, DEVOTING HOURS AS NEEDED DURING THE WORKING DAY, PERFORMING DUTIES OF A MEMBER.
3-SUN MOUNTAIN CAPITAL PARTNERS (MEXICO) LP, WHICH IS INVESTMENT RELATED, AT 301 GRIFFIN STREET, SANTA FE, NM 87501, AND IS THE CO-GENERAL PARTNER OF A POOLED INVESTMENT VEHICLE, OF WHICH I AM A PARTNER, STARTING DECEMBER 2010, DEVOTING HOURS AS NEEDED DURING THE WORKING DAY, PERFORMING DUTIES OF A PARTNER.
4-SUN MOUNTAIN CAPITAL PARTNERS (MEXICO) GP, LLC, WHICH IS INVESTMENT RELATED, AT 301 GRIFFIN STREET, SANTA FE, NM 87501, AND IS THE GENERAL PARTNER OF THE GENERAL PARTNER OF A POOLED INVESTMENT VEHICLE, OF WHICH I AM A MEMBER, STARTING DECEMBER 2010, DEVOTING HOURS AS NEEDED DURING THE WORKING DAY, PERFORMING DUTIES OF A MEMBER.
CRS (Client Relationship Summary) - RIA
Click below to view Lee Michael Rand's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 5, 2013 - Present
SUN MOUNTAIN CAPITAL ADVISORS, LLC
Office #1: 527 Don Gaspar Avenue, Santa Fe, NM 87505RIA
CRD#: 151477
Santa Fe, NM
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SM
SUN MOUNTAIN CAPITAL ADVISORS, LLC
SUN MOUNTAIN CAPITAL | SUN MOUNTAIN PRIVATE CREDIT INVESTORS, LLC (RELYING ADVISER) | SUN MOUNTAIN KEGONSA, LLC (RELYING ADVISER) | SUN MOUNTAIN CAPITAL PARTNERS, L.L.C. (RELYING ADVISER) | SUN MOUNTAIN CAPITAL PARTNERS (MEXICO), L.P. (RELYING ADVISER) | SUN MOUNTAIN CAPITAL PARTNERS (MEXICO) GP, L.L.C. (RELYING ADVISER) | SUN MOUNTAIN CAPITAL LLC (RELYING ADVISER) | SUN MOUNTAIN CAPITAL ADVISORS, LLC
CRD#: 151477 / SEC#: 801-72312
RIA
Registered Investment Advisory firm - (5/25/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Mexico(8/5/2013)
Current Firm
SM
SUN MOUNTAIN CAPITAL ADVISORS, LLC
SUN MOUNTAIN CAPITAL | SUN MOUNTAIN PRIVATE CREDIT INVESTORS, LLC (RELYING ADVISER) | SUN MOUNTAIN KEGONSA, LLC (RELYING ADVISER) | SUN MOUNTAIN CAPITAL PARTNERS, L.L.C. (RELYING ADVISER) | SUN MOUNTAIN CAPITAL PARTNERS (MEXICO), L.P. (RELYING ADVISER) | SUN MOUNTAIN CAPITAL PARTNERS (MEXICO) GP, L.L.C. (RELYING ADVISER) | SUN MOUNTAIN CAPITAL LLC (RELYING ADVISER) | SUN MOUNTAIN CAPITAL ADVISORS, LLC
CRD#: 151477 / SEC#: 801-72312
RIA
Registered Investment Advisory firm - (5/25/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
527 Don Gaspar Avenue, Santa Fe, NM 87505
Mailing Address
Phone number
(505) 780-4218
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 10 |
| AUM (Assets Under Management) | $ 479,032,652 |
Red Flags
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Company Information
SUN MOUNTAIN CAPITAL ADVISORS, LLC
CRD#: 151477Santa Fe, NM 87505TRUST BUT VERIFY
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