Min Wook Kim
Professional summary
Min Wook Kim, who also goes by Min W Kim, Min Wook Kim, Min Kim, is a registered financial professional currently at NH INVESTMENT & SECURITIES AMERICA, INC. located in New York, New York.
Min Wook is registered as a RR (Registered Representative) and started their career in finance in 2011. Min Wook has worked at 4 firms and has passed the Series 63, Series 82TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Min Wook Kim's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 30, 2022 - Present
NH INVESTMENT & SECURITIES AMERICA, INC.
Office #1: 120 West 45th Street Suite 2402, New York, NY 10036October 24, 2014 - June 12, 2015
J.P. MORGAN SECURITIES LLC
July 7, 2014 - September 22, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 24, 2011 - June 30, 2014
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/17/2022)
(10/17/2022)
(10/17/2022)
Exams
Series 82TO
Date: 9/30/2022
Limited Representative-Private Securities OfferingsFINRA
Current Firm
NH INVESTMENT & SECURITIES AMERICA, INC.
CRD#: 30660 / SEC#: , 8-45081
Contact information
FINRA licenses (7 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
