Leann M. Knuth

MADER & SHANNON WEALTH MANAGEMENT

Colorado Springs, CO

Some features on this profile are disabled

CRD#: 5855515

Professional summary

Leann Marie Knuth, who also goes by Leann Marie Hale, Leann Marie Knuth, is a registered financial advisor currently at MADER & SHANNON WEALTH MANAGEMENT located in Colorado Springs, Colorado.

Leann is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Leann has worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Leann Marie Hale | Leann Marie Knuth

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) LMK Investments; 9406 NW Pleasant Dr., Kansas City, MO 64152; not investment-related; started 12/2010; inactive company registered to hold name for potential future use. 0 hours per month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leann Marie Knuth's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 16, 2024 - Present

MADER & SHANNON WEALTH MANAGEMENT

RIA

CRD#: 123741

Colorado Springs, CO

Past

January 22, 2024 - July 11, 2024

SAXONY SECURITIES, INC.

CRD#: 115547

Columbia, MO

Past

July 31, 2023 - May 1, 2024

ALEXANDER LABRUNERIE & CO., INC.

RIA

CRD#: 117153

COLUMBIA, MO

Past

July 26, 2011 - December 31, 2023

LABRUNERIE FINANCIAL SERVICES, INC.

CRD#: 37627

Lorton, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MADER & SHANNON WEALTH MANAGEMENT

MADER & SHANNON WEALTH MANAGEMENT | MADER FINANCIAL GRP. INC. | MADER FINANCIAL ADVISORS, INC. | MADER & SHANNON WEALTH MANAGEMENT, INC.

CRD#: 123741 / SEC#: 801-67482

RIA

Registered Investment Advisory firm - (1/12/2007 Approved)

Kansas

Registered Investment Advisory firm - (2/15/2007 Terminated)

Missouri

Registered Investment Advisory firm - (2/15/2007 Terminated)

Nevada

Registered Investment Advisory firm - (2/15/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(7/16/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/31/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/17/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 7/25/2011

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 3/5/2016

Investment Company Products/Variable Contracts Principal Examination

Current Firm

MADER & SHANNON WEALTH MANAGEMENT

MADER & SHANNON WEALTH MANAGEMENT | MADER FINANCIAL GRP. INC. | MADER FINANCIAL ADVISORS, INC. | MADER & SHANNON WEALTH MANAGEMENT, INC.

CRD#: 123741 / SEC#: 801-67482

RIA

Registered Investment Advisory firm - (1/12/2007 Approved)

Kansas

Registered Investment Advisory firm - (2/15/2007 Terminated)

Missouri

Registered Investment Advisory firm - (2/15/2007 Terminated)

Nevada

Registered Investment Advisory firm - (2/15/2007 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4717 Grand Ave. Ste 800, Kansas City, MO 64112

Mailing Address

Phone number

(816) 751-0585

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MADER & SHANNON WEALTH MANAGEMENT, INC. ADV PART 2 (2/24/2025)

Regulatory assets under management

Total Number of Accounts	863
AUM (Assets Under Management)	$ 221,292,619

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Leann M. Knuth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leann Marie Knuth's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAXONY SECURITIES, INC.

ALEXANDER LABRUNERIE & CO., INC.

LABRUNERIE FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

MADER & SHANNON WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 7/31/2023

Series 63

Date: 11/17/2014

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 6

Date: 7/25/2011

Series 26

Date: 3/5/2016

Current Firm

MADER & SHANNON WEALTH MANAGEMENT

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MADER & SHANNON WEALTH MANAGEMENT

TRUST BUT VERIFY

Similar Advisors