Thomas James Lesnick
Professional Summary
Thomas James Lesnick, who also goes by Thomas J Lesnick, Tom Lesnick, is a registered financial advisor currently at STONEHAVEN, LLC located in New York, New York. Thomas is registered as a RR (Registered Representative) and started their career in finance in 2010. Thomas has worked at 5 firms and has passed the Series 63, SIE, Series 79, Series 87, Series 86 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Thomas J Lesnick, Tom Lesnick
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
16 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
STONEHAVEN, LLC
Contact Information
Main Address
600 Fifth Avenue 2nd Floor, New York, NY 10020Mailing Address
600 Fifth Avenue 2nd Floor, New York, NY 10020Phone Number
(917) 349-7050Established
Delaware since 10/12/2001Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
MediumFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/4/2024)
(3/4/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Jun 2017About the Series 79 examSeries 87 — Research Analyst Exam - Part II Regulations Module
Passed Feb 2011About the Series 87 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Thomas James Lesnick's CRS (Customer Relationship Summary).
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