Sean M. Patterson
Professional summary
Sean Michael Patterson, CFA is a registered financial professional currently at HPS SECURITIES, LLC located in San Francisco, California.
Sean is registered as a RR (Registered Representative) and started their career in finance in 2011. Sean has worked at 4 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 31 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sean Michael Patterson's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 11, 2023 - Present
HPS SECURITIES, LLC
Office #1: 650 California Street Suite 2850, San Francisco, CA 94108August 15, 2018 - March 7, 2023
BLACKROCK INVESTMENTS, LLC
August 1, 2011 - April 10, 2012
MORGAN STANLEY
June 13, 2011 - April 10, 2012
MORGAN STANLEY
January 26, 2011 - April 11, 2011
IAA FINANCIAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/12/2023)
(5/11/2023)
(6/13/2023)
(6/14/2023)
(6/9/2023)
(5/11/2023)
(6/12/2023)
(5/11/2023)
(6/16/2023)
(7/28/2023)
(6/12/2023)
(6/9/2023)
(5/11/2023)
(6/12/2023)
(7/13/2023)
(5/11/2023)
(5/17/2023)
(5/11/2023)
(5/11/2023)
(6/8/2023)
(6/13/2023)
(6/14/2023)
(5/31/2023)
(11/14/2023)
(5/11/2023)
(6/30/2023)
(5/11/2023)
(6/8/2023)
(6/13/2023)
(6/13/2023)
(6/13/2023)
(6/5/2023)
(5/11/2023)
(6/13/2023)
(6/2/2023)
(5/17/2023)
(5/11/2023)
(5/30/2023)
(5/11/2023)
(1/23/2024)
(5/11/2023)
(5/11/2023)
(6/13/2023)
(6/23/2023)
(6/15/2023)
(5/11/2023)
(6/9/2023)
(1/23/2024)
(6/13/2023)
(6/9/2023)
(6/2/2023)
(5/23/2023)
(5/31/2023)
Exams
FINRA
Current Firm
HPS SECURITIES, LLC
CRD#: 319197 / SEC#: , 8-70910
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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